Welcome back to Anthropology Friday. Today we’re finishing up with Arthur Griffith’s oddly named The History and Romance of Crime: Oriental Prisons.Griffiths was a British prison administrator and inspector of the late 1800s. I am not sure when the book was published, but I believe it was sometime in the early 1900s, for Griffiths mentions events that occurred up to 1899 and died in 1908.
“The land of the Pharaohs has ever been governed by the practices and influenced by the traditions of the East. From the time of the Arab conquest, Mohammedan law has generally prevailed, and the old penal code was derived directly from the Koran. Its provisions were most severe, but followed the dictates of common sense and were never outrageously cruel. The law of talion was generally enforced, a life for a life, an eye for an eye, a tooth for a tooth. Murder entailed the punishment of death, but a fine might be paid to the family of the deceased if they would accept it; this was only permitted when the homicide was attended by palliating circumstances. The price of blood varied. It might be the value of a hundred camels; or if the culprit was the possessor of gold, a sum equal to £500 was demanded, but if he possessed silver only, the price asked was a sum equal to £300. …
“Compensation in the form of a fine is not now permitted. … The price of blood was incumbent upon the whole tribe or family to which the murderer belonged. A woman convicted of a capital crime was generally drowned in the Nile.
“Blood-revenge was a common practice among the Egyptian people. The victim’s relations claimed the right to kill the perpetrator, and relationship was widely extended, for the blood guiltiness included the homicide, his father, grandfather, great-grandfather and great-great-grandfather, and all these were liable to retaliation from any of the relatives of the deceased, who in times past, killed with their own hands rather than appeal to the government, and often did so with disgusting cruelty, even mangling and insulting the corpse. Animosity frequently survived even after retaliation had been accomplished, and blood-revenge sometimes subsisted between neighbouring villages for several years and through many generations.
“Revengeful mutilation was allowed by the law in varying degrees. Cutting off the nose was equivalent to the whole price of blood, or of any two members,—two arms, two hands, or two legs; the removal of one was valued at half the price of blood. The fine of a man for maiming or wounding a woman was just half of that inflicted for injuring a man, if free; if a slave the fine was fixed according to the commercial value of the slave. The whole price of blood was demanded if the victim had been deprived of any of his five senses or when he had been grievously wounded or disfigured for life….
“The modern traveller in Egypt will bear witness to the admirable police system introduced under British rule, and to the security afforded to life and property in town and country by a well organised, well conducted force. In former days, under the Pashas, the whole administration of justice was corrupt from the judge in his court to the police armed with arbitrary powers of oppression….
“Until 1844 the Egyptian police was ineffective, the law was often a dead letter, and the prisons were a disgrace to humanity and civilisation. Before that date the country was covered with zaptiehs, or small district prisons, in which illegal punishment and every form of cruelty were constantly practised. It was quite easy for anyone in authority to consign a fellah to custody. One of the first of the many salutary reforms introduced by the new prison department established under British predominance was an exact registration of every individual received at the prison gate, and the enforcement of the strict rule that no one should be admitted without an order of committal duly signed by some recognised judicial authority.”
“There are few notable buildings in Turkey constructed primarily as prisons. In fact there are few buildings of any sort constructed for that purpose. But every palace had, and one may almost say, still has its prison chambers; and every fortress has its dungeons, the tragedies of which are chiefly a matter of conjecture. Few were present at the tortures, and in a country where babbling is not always safe, witnesses were likely to be discreet.
“In and around Constantinople, if walls had only tongues, strange and gruesome stories might be told. On the Asiatic side of the Bosporus still stand the ruins of a castle built by Bayezid I, known as “the Thunderbolt” when the Ottoman princes were the dread of Europe. Sigismund, King of Hungary, had been defeated, and Constantinople was the next object of attack, though not to fall for a half century. This castle was named “the Beautiful,” but so many prisoners died there of torture and ill-treatment that the name “Black Tower” took its place in common speech.”
EvX: I believe this is Bayezid’s fortress, the Anadolu hisarı, which awkwardly has an i with no dot over it:
Bayezid himself was an interesting character. According to Wikipedia:
Bayezid I … He built one of the largest armies in the known world at the time and unsuccessfully besieged Constantinople. He adopted the title of Sultan-i Rûm, Rûm being an old Islamic name for the Roman Empire. He decisively defeated the Crusaders at Nicopolis (in modern Bulgaria) in 1396, and was himself defeated and captured by Timur at the Battle of Ankara in 1402 and died in captivity in March 1403.
Back to Griffiths:
“Directly opposite, on the European side of the Bosporus, is Rumili Hissar, or the Castle of Europe, which Muhammad II, “the Conqueror,” built in 1452 when he finally reached out to transform the headquarters of Eastern Christendom into the centre of Islam. The castle was built upon the site of the state prison of the Byzantine emperors, which was destroyed to make room for it. The three towers of the castle, and the walls thirty feet thick, still stand.
“In the Tower of Oblivion which now has as an incongruous neighbour, the Protestant institution, Robert College, is a fiendish reminder of days hardly yet gone. A smooth walled stone chute reaches from the interior of the tower down into the Bosporus. Into the mouth of this the hapless victim, bound and gagged perhaps, with weights attached to his feet, was placed. Down he shot and bubbles marked for a few seconds the grave beneath the waters.
“The Conqueror built also the Yedi Kuleh, or the “Seven Towers,” at the edge of the old city. This imperial castle, like the Bastile or the Tower of London, was also a state prison, though its glory and its shame have both departed. The Janissaries who guarded this castle used to bring thither the sultans whom they had dethroned either to allow them to linger impotently or to cause them to lose their heads. A cavern where torture was inflicted and the rusty machines which tore muscles and cracked joints, may still be seen. The dungeons in which the prisoners lay are also shown. A small open court was the place of execution and to this day it is called the “place of heads” while a deep chasm into which the heads were thrown is the “well of blood.”
“Several sultans, (the exact number is uncertain) and innumerable officers of high degree have suffered the extreme penalty here. It was here too that foreign ambassadors were always imprisoned in former days, when Turkey declared war against the states they represented. The last confined here was the French representative in 1798.
“Another interesting survival of early days is the Seraglio, the old palace of the sultans, and its subsidiary buildings, scattered over a considerable area. In the court of the treasury is the Kafess, or cage, in which the imperial children were confined from the time of Muhammad III, lest they should aspire to the throne. Sometimes however the brothers and sons of the reigning sultan were confined, each in a separate pavilion on the grounds. A retinue of women, pages and eunuchs was assigned to each but the soldiers who guarded them were warned to be strict. The present sultan was confined by his brother Abdul Hamid within the grounds of the Yildiz Kiosk, where he had many liberties but was a prisoner nevertheless. Absolutism breeds distrust of all, no matter how closely connected by ties of blood.”
EvX: The Kafes, strange as it sounds, was real–a prison for princes. According to Wikipedia:
Thereafter, the “rule of elderness” was adopted as the rule of succession in the House of Osmanli so that all males within an older generation were exhausted before the succession of the eldest male in the next generation. …
It became common to confine brothers, cousins and nephews to the Cage, generally not later than when they left the harem (women’s quarters) at puberty. This also marked the end of their education and many sultans came to the throne ill-prepared to be rulers, without any experience of government or affairs outside the Cage. There they had only the company of servants and the women of their harems, occasionally with deposed sultans. …
At different times, it was the policy to ensure that inmates of the Cage only took barren concubines. Consequently, some sultans did not produce sons until they acceded to the throne. These sons, by virtue of their youth at the time of their fathers’ deaths, ensured that the rule of elderness became entrenched …
Confinement in the Cage had a great impact on the personalities of the captives in the Kafes and many of them developed psychological disorders. At least one deposed sultan and one heir committed suicide in the Cage. …
The last Ottoman sultan, Mehmet VI Vahidettin (1918–22) was aged 56 when he came to the throne and had been either in the harem or the Cage his whole life. He was confined to the Cage by his uncle (Abdülaziz) and had stayed there during the reigns of his three older brothers.
This system sounds like it couldn’t possibly have produced good rulers. So after the Turkish sultans condemned their posterity to prison, who actually ran things?
That’s all for today. Everyone take care, follow the law, and stay out of prison!
Welcome to Anthropology Friday. This month’s pick is more history than anthropology, but hopefully still interesting: The History and Romance of Crime: Oriental Prisons, by Arthur Griffiths, 1838-1908. I am not sure when the book was published, but I believe it was sometime in the early 1900s, for Griffiths mentions events that occurred up to 1899 and died in 1908.
Griffiths was a British prison administrator and inspector who wrote over 60 books, many of them mysteries or military histories–and many of them about prisons. According to Wikipedia:
Today’s excerpts pertain to crime in India, chiefly that of thuggee, the semi-ritualized murder of travelers by a group known as the Thugs.
“Crime in India does not differ essentially from that prevalent elsewhere, although some forms are indigenous to the country, engendered by special physical and social conditions. As a rule, the people of India are law abiding, orderly and sober in character, but there is an inherent deceitfulness in them that tends to interfere with the course of justice.”
On the smuggling of money into the Montgomery jail in Punjab, one of the largest in India:
“The prisoners become very clever and use all sorts of devices to smuggle in coins, tobacco, opium and other drugs and dice. They are allowed to wear their own shoes, but these are examined very carefully, for the soles are frequently found to be made of tobacco, four-anna pieces and other things than leather.
““A common dodge,” says Captain Buck, “among the prisoners for concealing coins and other small things is to make a receptacle in the throat by means of a leaden weight about the diameter of a florin and half an inch thick; this is attached to a string some six inches long, a knot in the end being slipped between two teeth to prevent it sliding down the throat. By holding the head in a particular position for some time every day, ‘waggling’ the weight about, and from time to time altering the length of the string, a pouch can be formed in the throat suitable for holding as many as fifteen rupees. The possessor of this strange ‘safe’ is able to put in and take out his treasure with facility, but it is exceedingly difficult to make a man disgorge the contents against his will, or even to find out whether he possesses the pouch at all without the use of the Röntgen rays.” [X-rays]
“When England’s work in India is reviewed in the time to come, full credit must be given to the humane administration which sternly suppressed the atrocious malpractices that so long afflicted the land, such as “Suttee,” or the burning of widows on the funeral pyre; the human sacrifices to the bloodthirsty idol of Jagannath; “Thuggee,” that vile organisation for secret murder which devastated the entire continent and killed so many unsuspecting victims. … It was fostered by the prevailing conditions in a vast extent of territory, divided among many princes and powers, each ruling independently and irresponsibly, with many kinds of governments, and with their hands one against the other, having no common interests, no desire for combination, no united police, no uniform action in the repression of determined wrong-doing. Everything conspired to favour the growth of these daring and unscrupulous land pirates.
“There were no roads in those early days, no public conveyances, no means of protection for travellers. The longest journeys from one end of the continent to the other were undertaken of necessity on foot or on horseback; parties hitherto complete strangers banded together for common security, and mixed unreservedly with one another. … it was possible to wander into by-paths and get lost among the forests, jungles, mountains and uncultivated tracts where but few sparsely inhabited villages were scattered. Direct encouragement was thus afforded to freebooters and highwaymen to make all travellers their prey, and many classes of robbers existed and flourished. Of these the most numerous, the most united, the most secret in their horrible operations, the most dangerous and destructive were the Thugs.
“The origin of Thuggee, as it was commonly called, is lost in fable and obscurity. Mr. James Hutton, in his popular account of the Thugs, thinks that they are of very ancient date and says they are “reputed to have sprung from the Sagartii who contributed eight thousand horse to the army of Xerxes and are mentioned by Herodotus in his history. These people led a pastoral life, were originally of Persian descent and use the Persian language; their dress is something betwixt a Persian and a Pactyan; they have no offensive weapons, either of iron or brass, except their daggers; their principal dependence in action is on cords made of twisted leather which they use in this manner. When they engage an enemy they throw out this cord having a noose at the extremity; if they entangle in this either horse or man, they without difficulty put them to death.” …
“In the latter part of the seventeenth century Thevenot speaks of a strange denomination of robbers who infest the road between Delhi and Agra and who use “a certain rope with a running noose which they could cast with so much sleight about a man’s neck when they are within reach of 50 him, that they never fail; so that they strangle him in a trice.” These robbers were divided into seven principal classes or families from which the innumerable smaller bands sprang.”
EvX: According to Wikipedia, Thugs have been known as organized bands of criminals in India for at least 600 years. The earliest known reference to their activities dates from 1356, in Ziyā-ud-Dīn Baranī‘s History of Fīrūz Shāh:
In the reign of that sultan [about 1290], some Thugs were taken in Delhi, and a man belonging to that fraternity was the means of about a thousand being captured. But not one of these did the sultan have killed. He gave orders for them to be put into boats and to be conveyed into the lower country, to the neighbourhood of Lakhnauti, where they were to be set free. The Thugs would thus have to dwell about Lakhnauti and would not trouble the neighbourhood of Delhi any more.
The strangest part about the story of the Thugs is that it is basically, as far as I know, true. There really was a secret cult, probably descended from Muslims who’d started worshipping Kali (somehow) and went around murdering people as part of their “religion” and more-or-less way of life. Wikipedia recounts:
Membership was sometimes passed from father to son, as part of a criminal underclass. The leadership of established Thug groups tended to be hereditary, as the group evolved into a criminal tribe. Other men would become acquainted with a Thug band and hope to be recruited, as Thugs were respected by the criminal community and had a camaraderie of numbers and shared experience. Robbery became less a question of solving problems associated with poverty and more a profession.
Back to Griffiths:
“At all times many hundreds of predatory castes existed in India, chiefly among the marauding hill and forest people, and some of them are still recorded by name in the census papers. These people lived openly by plunder, and were organised for crime, and for determined gang-robbery and murder. There was no established police in those days equal to coping with these gangs, and the government of the East India Company had recourse to the savage criminal code of the Mohammedan law.
“When Warren Hastings was governor-general, he decreed that every convicted gang-robber should be publicly executed in full view of his village, and that all of the villagers should be fined. The miscreants retaliated by incendiarism on a large scale. One conflagration in Calcutta in 1780 burned fifteen thousand houses, and some two thousand souls perished in the flames. A special civil department was created to deal with this wholesale crime, the character of which is described in a state paper dated 1772. “The gang-robbers of Bengal,” it says, “are not like the robbers in England, individuals driven to such desperate courses by want or greed. They are robbers by profession and even by birth. They are formed into regular communities, and their families subsist on the supplies they bring home to them. These spoils come from great distances, and peaceful villages three hundred miles up the Ganges are supported by housebreaking in Calcutta.”
Once on a time the world was infested with a monstrous demon… who devoured mankind as fast as they were created… Kali cut the demon with her sword… but from every drop of blood that fell to the ground there sprang a new demon. She paused for a while, and from the sweat, brushed off one of her arms, she created two men, to whom she gave a rumal, or handkerchief, and commanded them to strangle the demons. When they had slain them all, they offered to return the rumal, but the goddess bade them keep it and transmit it to their posterity, with the injunction to destroy all men who were not of their kindred.
She condescended to present them with one of her teeth for a pickaxe, a rib for a knife, and the hem of her skirt for a noose, and ordered them, fo the futuer, to cut and bury the dbodies of whom they destoryed.
“In the early part of the nineteenth century the audacity and murderous activity of the Thugs increased to such a fearful extent that the British government was roused to serious consideration. … Mr. Brown, when engaged in his inquiry at a village named Sujuna, on the road to Hatta, heard a horrible story of a gang-robbery in the neighbourhood. A party of two hundred Thugs had encamped in a grove in the early morning of the cold season of 1814, when seven men, well-armed with swords and matchlocks, passed, conveying treasure from a bank in Jubbulpore to its correspondent in Banda. The treasure was ascertained to be of the value of 4,500 rupees, and a number of Thugs, well-mounted, gave chase. Coming up with their prey at a distance of seven miles, in a water course half a mile from Sujuna, they attacked the treasure-bearers with their swords, contrary to their common practice of strangling their victims, the latter plan being possible only when the objects of their desire were taken unawares. Moreover, the robbers left the bodies where they lay, unburied and exposed, which was also an unusual proceeding. A passing traveller, who had seen the murderers at work, was also put to death to prevent his giving the alarm. As much rain fell that day, none of the villagers approached the spot till the following morning, when the bodies were discovered and a large crowd came to gaze at them.
“Great difficulty was experienced in bringing home the crime to its perpetrators. This often happened in such cases from the strong reluctance of people to give evidence and appear in court for the purpose; even the banker who had lost his cash hesitated to come forward and prove his loss, and this was no isolated case. …
“Sir William Sleeman has left a personal record of his own achievements. “While I was in the civil charge of the district of Nursingpoor, in the valley of the Nurbudda, in the years 1822, 1823 and 1824,” he tells us, “no ordinary robbery or theft could be committed without my becoming acquainted with it; nor was there a robber or a thief of the ordinary kind in the district, with whose character I had not become acquainted in the discharge of my duty as magistrate; and if any man had then told me that a gang of assassins by profession resided in the village of Kundelee, not four hundred yards from my court, and that the extensive groves of the village of Mundesur, only one stage from me, on the road to Saugor and Bhopaul, were one of the greatest beles, or places of murder, in all India; and that large gangs from Hindustan and the Dukhun used to rendezvous in these groves, remain in them for days together every year, and carry on their dreadful trade along all the lines of road that pass by and branch off from them, with the knowledge and connivance of the two landholders by whose ancestors these groves had been planted, I should have thought him a fool or a madman; and yet nothing could have been more true. The bodies of a hundred travellers lie buried in and around the groves of Mundesur; and a gang of assassins lived in and about the village of Kundelee while I was magistrate of the district, and extended their depredations to the cities of Poona and Hyderabad.”
“…in the cantonment of Hingolee, the leader of the Thugs of that district, Hurree Singh, was a respectable merchant of the place, with whom Captain Sleeman, in common with many other English officers, had constant dealings. On one occasion this man applied to the officer in civil charge of the district, Captain Reynolds, for a pass to bring some cloths from Bombay, which he knew were on their way accompanied by their owner, a merchant of a town not far from Hingolee. He murdered this person, his attendants and cattle-drivers, brought the merchandise up to Hingolee under the pass he had obtained and sold it openly in the cantonment; nor would this ever have been discovered had he not confessed it after his apprehension, and gloried in it as a good joke.”
EvX: This is why market-dominant minorities evolved. You’re going to have a hard time shipping goods from place to place if your business contacts keep murdering you for not being part of their ethnic group.
“Many persons were murdered in the very bazaar of the cantonment, within one hundred yards from the main guard, by Hurree Singh and his gang, and were buried hardly five hundred yards from the line of sentries. Captain Sleeman was himself present at the opening of several of these unblessed graves (each containing several bodies), which were pointed out by the “approvers,” one by one, in the coolest possible manner, to those who were assembled, until the spectators were sickened and gave up further search in disgust. The place was the dry channel of a small water course, communicating with the river, no broader or deeper than a ditch; it was near the road to a neighbouring village, and one of the main outlets from the cantonment to the country….
“Accounts of such affairs, as found in contemporary records, might be multiplied indefinitely. Colonel Sleeman’s report of the Thug depredations for a year or two when they were most virulent—1836-37—fills one large volume. On a map which he made of a portion of the kingdom of Oude, showing a territory one hundred miles wide from north to south, and one hundred and seventy miles from east to west, are marked an endless number of spots between Lucknow, Cawnpore, Manickpur, Pertabgurh and Fyzabad, all of them indicating beles or scenes of murders perpetrated.”
EvX: The photo is fuzzy, but I believe the map in this slideshow, or one very like it, is the one Griffiths is referencing. The rest of the slide show is interesting and relevant.
Since Thugs tended to be related to each other, Sleeman also constructed genealogical trees of thuggee families, like the one above.
Back to the book:
“These places were pointed out by captured Thugs and “approvers” who had been actively present and taken part in the murders. There were some 274 beles in all, or one for about every five miles; the fact was proved by the continual disinterment of skulls and skeletons of the often nameless victims. Each recorded great atrocities and many wholesale murders. The number of deaths for which each Thug miscreant was personally responsible seems incredible. One man, Buhran by name, killed 931 victims in forty years of active Thuggee, and another, Futteh Khan, killed 508 persons in twenty years, making an average of two monthly for each assassin. …
“When and how Thuggee began may not be definitely known, but it is certain that its votaries always attributed a divine origin to the practice. They esteemed the wholesale taking of life to which they were vowed a pious act, performed under the immediate orders and protection of the Hindu goddess, indifferently called Devee or Durga, Kali or Bhowanee. Murder was in fact a religious rite, the victim being a sacrifice to the deity. The strangler was troubled with no remorse; on the contrary, he gloried in his deed as the pious act of a devout worshipper. He prepared his murders without misgiving, perpetrated them without emotions of pity, and looked back upon them with satisfaction, not regret.
“The Thugs gave free vent to some of the worst passions of perverse humanity; they were treacherous, underhanded, pitiless to those they deemed their legitimate prey. But yet they were seldom guilty of wanton cruelty; the pain they inflicted was only that caused by depriving a human being of life. It was a rule with them never to murder women, and they generally spared infant children whom they adopted, bringing them up in their traditions. Even if a woman was doomed to suffer she was most scrupulously preserved from insult beforehand, either by act or word. In private life they were patterns of domestic virtue, affectionate to their own families, fond of their homes; well conducted, law abiding subjects of the state that gave them shelter.”
“General Hervey quotes a curious instance of the heredity of the criminal instinct which showed itself in the descendants of the old Thugs settled at Jubbulpore, in the days of the active pursuit of these murderers by Sir William Sleeman. A generation of young Thugs had grown up around the School of Industry, a kind of reformatory for the offspring of the captured criminals, and the careers of some of these have been followed. Many of the youths found employment with European gentlemen as private servants, and in one particular instance the inherited propensity was curiously illustrated.
“A railway engineer, Mr. Upham, employed in the construction of the Indian Peninsula Railway, was stationed at Sleemanabad near Jubbulpore. Returning home one evening, much fatigued after a long tour of inspection, he lay down to rest on his bed and from his tent, the curtain of which was raised for ventilation, he saw two of his table servants—both of them lads from the reformatory—engaged in cooking his dinner. He presently noticed that they squeezed into the pot on the fire certain green pods they had plucked from a neighbouring bush, and presuming they were herbs of some sort added for flavour, he said nothing, but he was curious and having little appetite he dined very lightly, chiefly on rice and milk. He picked some of the pods, however, and put them in his pocket, where they remained till next day, when he became ill and rode over to see the doctor. He fainted when he reached the doctor’s office. Restoratives being promptly applied, he so far recovered as to be able to produce the pods which the doctor at once pronounced to be of datura. Suspicion thus aroused, the two servants were arrested and brought to trial, when the head cook was convicted and sentenced to six years’ imprisonment. This boy was of the old Thug stock, and obviously the desire to destroy human life was in his blood, brought out by greed; for the object was, of course, to rob Mr. Upham while he was unconscious.
“They were apparently irreclaimable, these Thug children. One boy was detained in prison until grown up in the hope that he would prove well-conducted. All his relations had been Thugs; his father (who had been executed), his uncles, brothers and forebears for several generations, and numbers of them had suffered the extreme penalty. He was cognisant of their misdeeds and the retribution that overtook them, but his own inclinations lay the same way, and no sooner was he at large than he embraced the evil trade and was soon known as a jemadar with an increasing reputation as a daring leader of Dacoits. Eventually he was won over to the side of justice and did good service as an “approver.” ”
EvX: “Dacoit” is Indian for bandit; I do not know if it has any other connotations. Among the list of “famous dacoits” on wikipedia is Phoolan Devi, the “bandit queen” and later a member of the Indian Parliament:
Born into a low caste family in rural Uttar Pradesh, Phoolan endured poverty as a child and had an unsuccessful marriage before taking to a life of crime. … She was the only woman in that gang, and her relationship with one gang member, coupled with other minor factors, caused a gunfight between gang members. Phoolan’s lover was killed in that gunfight. The victorious rival faction, who were upper-caste Rajputs, took Phoolan to their village of Behmai, confined her in a room, and took turns to rape her repeatedly over several days. After escaping (or being let off), Phoolan rejoined the remnants of her dead lover’s faction, took another lover from among those men, and continued with banditry. A few months later, her new gang descended upon the village of Behmai to exact revenge for what she had suffered. As many as twenty-two Rajput men belonging to that village were lined up in a row and shot dead by Phoolan’s gang.
Since Phoolan was a low-caste woman, and her victims were high-caste men, the press portrayed the Behmai massacre as an act of righteous lower-caste rebellion. The respectful sobriquet ‘Devi’ was conferred upon her by the media and public at this point.
Phoolan evaded capture for two years after the Behmai massacre before she and her few surviving gang-members surrendered to the police in 1983. She was charged with forty-eight major crimes, including multiple murders, plunder, arson and kidnapping for ransom. Phoolan spent the next eleven years in jail… In 1994, the state government headed by Mulayam Singh Yadav of the Samajwadi Party summarily withdrew all charges against her, and Phoolan was released. She then stood for election to parliament as a candidate of the Samajwadi Party and was twice elected to the Lok Sabha as the member for Mirzapur. In 2001, she was shot dead at the gates of her official bungalow (allotted to her as MP) in New Delhi by former rival bandits whose kinsmen had been slaughtered at Behmai by her gang.
That’s enough for today. Remember, Hobbes was right. See you next Friday for the next installment.
Welcome to the final installment of Our Southern Highlanders, by Horace Kephart, published in 1913. Today we will continue our discussion of the origins of the Appalachian people, then finish with a vision of change, “progress,” and change.
“And the southwestward movement, once started, never stopped. So there went on a gradual but sure progress of northern peoples across the Potomac, up the Shenandoah, across the Staunton, the Dan, the Yadkin, until the western piedmont and foot-hill region of Carolina was similarly settled, chiefly by Pennsylvanians.
“Among those who made the long trek from Pennsylvania southward in the eighteenth century, were Daniel Boone and the ancestors of David Crockett, Samuel Houston, John C. Calhoun, “Stonewall” Jackson, and Abraham Lincoln. Boone and the Lincolns, although English themselves, had been neighbors in Berks County, one of the most German parts of all eastern Pennsylvania.
“So the western piedmont and the mountains were settled neither by Cavaliers nor by poor whites, but by a radically distinct and even antagonistic people who are appropriately called the Roundheads of the South.”
“About this time there broke out in Carolina a struggle between the independent settlers of the piedmont and the rich trading and official class of the coast. The former rose in bodies under the name of Regulators and a battle followed in which they were defeated. To escape from the persecutions of the aristocracy, many of the Regulators and their friends crossed the Appalachian Mountains and built their cabins in the Watauga region. Here, in 1772, there was established by these “rebels” the first republic in America, based upon a written constitution “the first ever adopted by a community of American-born freemen.”
EvX: The Wikipedia article on the War of the Regulation. It appears to have been triggered by the newly-arrived colonial governor raising taxes in the middle of a drought in order to finance the building of his personal mansion.
“Boone first visited Kentucky, on a hunting trip, in 1769. Six years later he began to colonize it, in flat defiance of the British government, and in the face of a menacing proclamation from the royal governor of North Carolina. On the Kentucky River, three days after the battle of Lexington, the flag of the new colony of Transylvania was run up on his fort at Boonesborough. It was not until the following August that these “rebels of Kentuck” heard of the signing of the Declaration of Independence, and celebrated it with shrill warwhoops around a bonfire in the center of their stockade.
“Such was the stuff of which the Appalachian frontiersmen were made. They were the first Americans to cut loose entirely from the seaboard and fall back upon their own resources. They were the first to establish governments of their own, in defiance of king and aristocracy.
Appalachia in the Civil War:
“So the southern highlanders languished in isolation, sunk in a Rip Van Winkle sleep, until aroused by the thunder-crash of the Civil War. Let John Fox tell the extraordinary result of that awakening.—
“The American mountaineer was discovered, I say, at the beginning of the war, when the Confederate leaders were counting on the presumption that Mason and Dixon’s Line was the dividing line between the North and South, and formed, therefore, the plan of marching an army from Wheeling, in West Virginia, to some point on the Lakes, and thus dissevering the North at one blow.
“The plan seemed so feasible that it is said to have materially aided the sale of Confederate bonds in England. But when Captain Garnett, a West Point graduate, started to carry it out, he got no farther than Harper’s Ferry. When he struck the mountains, he struck enemies who shot at his men from ambush, cut down bridges before him, carried the news of his march to the Federals, and Garnett himself fell with a bullet from a mountaineer’s squirrel rifle at Harper’s Ferry.
“Then the South began to realize what a long, lean, powerful arm of the Union it was that the southern mountaineer stretched through its very vitals; for that arm helped hold Kentucky in the Union by giving preponderance to the Union sympathizers in the Blue-grass; it kept the east Tennesseans loyal to the man; it made West Virginia, as the phrase goes, ‘secede from secession’; it drew out a horde of one hundred thousand volunteers, when Lincoln called for troops, depleting Jackson County, Kentucky, for instance, of every male under sixty years of age and over fifteen; and it raised a hostile barrier between the armies of the coast and the armies of the Mississippi. The North has never realized, perhaps, what it owes for its victory to this non-slaveholding southern mountaineer.”
“… It may be added that no other part of our country suffered longer or more severely from the aftermath of war. Throughout that struggle the mountain region was a nest for bushwhackers and bandits that preyed upon the aged and defenseless who were left at home, and thus there was left an evil legacy of neighborhood wrongs and private grudges. Most of the mountain counties had incurred the bitter hostility of their own States by standing loyal to the Union. After Appomattox they were cast back into a worse isolation than they had ever known. Most unfortunately, too, the Federal Government, at this juncture, instead of interposing to restore law and order in the highlands, turned the loyalty of the mountaineers into outlawry, as in 1794, by imposing a prohibitive excise tax upon their chief merchantable commodity [moonshine].
“Left, then, to their own devices, unchecked by any stronger arm, inflamed by a multitude of personal wrongs, habituated to the shedding of human blood, contemptuous of State laws that did not reach them, enraged by Federal acts that impugned, as they thought, an inalienable right of man, it was inevitable that this fiery and vindictive race should fall speedily into warring among themselves. Old scores were now to be wiped out in a reign of terror. The open combat of bannered war was turned into the secret ferocity of family feuds.
“But the mountaineers of to-day are face to face with a mighty change. … Everywhere the highways of civilization are pushing into remote mountain fastnesses. Vast enterprises are being installed. The timber and the minerals are being garnered. The mighty waterpower that has been running to waste since these mountains rose from the primal sea is now about to be harnessed in the service of man. Along with this economic revolution will come, inevitably, good schools, newspapers, a finer and more liberal social life. The highlander, at last, is to be caught up in the current of human progress.”
EvX: How’s that going? Have things improved? The author himself seems skeptical:
“Here, then, is Appalachia: one of the great land-locked areas of the globe, more English in speech than Britain itself, more American by blood than any other part of America, encompassed by a high-tensioned civilization, yet less affected to-day by modern ideas, less cognizant of modern progress, than any other part of the English-speaking world.
“Commercialism has discovered the mountains at last, and no sentiment, however honest, however hallowed, can keep it out. The transformation is swift. Suddenly the mountaineer is awakened from his eighteenth-century bed by the blare of steam whistles and the boom of dynamite. He sees his forests leveled and whisked away; his rivers dammed by concrete walls and shot into turbines that outpower all the horses in Appalachia. He is dazed by electric lights, nonplussed by speaking wires, awed by vast transfers of property, incensed by rude demands. Aroused, now, and wide-eyed, he realizes with sinking heart that here is a sudden end of that Old Dispensation under which he and his ancestors were born, the beginning of a New Order that heeds him and his neighbors not a whit.
“All this insults his conservatism. The old way was the established order of the universe: to change it is fairly impious. What is the good of all this fuss and fury? That fifty-story building they tell about, in their big city—what is it but another Tower of Babel? And these silly, stuck-up strangers who brag and brag about “modern improvements”—what are they, under their fine manners and fine clothes? Hirelings all. Shrewdly he observes them in their relations to each other.—
“Each man is some man’s servant; every soul
Is by some other’s presence quite discrowned.”
“Proudly he contrasts his ragged self: he who never has acknowledged a superior, never has taken an order from living man, save as a patriot in time of war. And he turns upon his heel.
“Yet, before he can fairly credit it as a reality, the lands around his own home are bought up by corporations. All about him, slash, crash, go the devastating forces. His old neighbors vanish. New and unwelcome ones swarm in. He is crowded, but ignored. His hard-earned patrimony is robbed of all that made it precious: its home-like seclusion, independence, dignity. He sells out, and moves away to some uninvaded place where he “will not be bothered.”
““I don’t like these improvements,” said an old mountaineer to me. “Some calls them ‘progress,’ and says they put money to circulatin’. So they do; but who gits it?” …
“The curse of our invading civilization is that its vanguard is composed of men who care nothing for the welfare of the people they dispossess. …
“All who know the mountaineers intimately have observed that the sudden inroad of commercialism has a bad effect upon them. …”
“The great need of our mountaineers to-day is trained leaders of their own. The future of Appalachia lies mostly in the hands of those resolute native boys and girls who win the education fitting them for such leadership. Here is where the nation at large is summoned by a solemn duty. And it should act quickly, because commercialism exploits and debauches quickly. But the schools needed here are not ordinary graded schools. They should be vocational schools that will turn out good farmers, good mechanics, good housewives. Meantime let a model farm be established in every mountain county showing how to get the most out of mountain land. Such object lessons would speedily work an economic revolution. It is an economic problem, fundamentally, that the mountaineer has to face.”
EvX: This brings us to the end of Kephart’s work. Though at times it paints an unflattering picture, he was at heart entirely sympathetic to his mountain friends and subjects; like all who observe “primitive” peoples on the cusp of modernity, he saw both the opportunities for material improvement and the dangers of spiritual (and physical) degradation.
Welcome back to Anthropology Friday. Today we are continuing with Kephart’s Our Southern Highlanders, published in 1913, starting with homicide rates.
In my opinion, Homicide Rate data collected before 1930 or so is highly questionable, for reasons that will soon become clear:
“Mountaineers place a low valuation on human life. I need not go outside my own habitat for illustrations. In our judicial district, which comprises the westernmost seven counties of North Carolina, the present yearly toll of homicides varies, according to counties, from about one in 1,000 to one in 2,500 of the population. And ours is not a feud district, nor are there any negroes to speak of. Compare these figures with the rate of homicide in the United States at large, about one to 8,300 population; of Italy, one to 66,000; Great Britain, one to 111,000; Germany, one to 200,000.”
EvX: And yet there are very few convictions, as noted previously.
““The laws are insufficient for the Governor to apply a remedy.” One naturally asks, “How so?” The answer is that the Governor cannot send troops into a county except upon request of the civil authorities, and they must go as a posse to civil officers. In most feuds these officers are partisans (in fact, it is a favorite ruse for one clan to win or usurp the county offices before making war). Hence the State troops would only serve as a reinforcement to one of the contending factions. To show how this works out, we will sketch briefly the course of another feud.—
“In Rowan County, Kentucky, in 1884, there was an election quarrel between two members of the Martin and Toliver families. The Logans sided with the Martins and the Youngs with the Tolivers. The Logan-Martin faction elected their candidate for sheriff by a margin of twelve votes. Then there was an affray in which one Logan was killed and three were wounded.
“As usual, in feuds, no immediate redress was attempted, but the injured clan plotted its vengeance with deadly deliberation. After five months, Dick Martin killed Floyd Toliver. His own people worked the trick of arresting him themselves and sent him to Winchester for safe-keeping. The Tolivers succeeded in having him brought back on a forged order and killed him when he was bound and helpless.
“The leader of the Young-Toliver faction was a notorious bravo named Craig Toliver. To strengthen his power he became candidate for town marshal of Morehead, and he won the office by intimidation at the polls. Then, for two years, a bushwhacking war went on. Three times the Governor sent troops into Rowan County, but each time they found nothing but creeks and thickets to fight. Then he prevailed upon the clans to sign a truce and expatriate their chiefs for one year in distant States. Craig Toliver obeyed the order by going to Missouri, but returned several months before the expiration of his term, resumed office, and renewed his atrocities. In the warfare that ensued all the county officers were involved, from the judge down. …
“The posse here mentioned was organized by Daniel Boone Logan, a cousin of the two young men who had been murdered, a college graduate, and a lawyer of good standing. With the assent of the Governor, he gathered fifty to seventy-five picked men and armed them with the best modern rifles and revolvers. Some of the men were of his own clan; others he hired. His plan was to end the war by exterminating the Tolivers.
“The posse, led by Logan and the sheriff, suddenly surrounded the town of Morehead. Everybody gave in except Craig Toliver, Jay Toliver, Bud Toliver, and Hiram Cook, who barricaded themselves in the railroad station, where all of them were shot dead by the posse.
“Boone Logan was indicted for murder. At the trial he admitted the killings; but he showed that the feud had cost the lives of not less than twenty-three men, that not one person had been legally punished for these murders, and that he had acted for the good of the public in ending this infamous struggle. The court accepted this view of the case, the community sustained it, and the “war” was closed.”
EvX: older homicide stats are not trustworthy.
“It should be understood that national and state politics cut little or no figure in these “wars.” Local politics in most of the mountain counties is merely a factional fight, in which family matters and business interests are involved, and the contest becomes bitterly personal on that account. This explains most of the collusion or partisanship of county officers and their remissness in enforcing the law in murder cases. Family ties or political alliances override even the oath of office.”
On the Origins of “poor whites” and Appalachians:
“The unfortunate class known as poor whites in the South is descended mainly from the convicts and indentured servants with which England supplied labor to the southern plantations before slavery days. The Cavaliers who founded and dominated southern society came from the conservative, the feudal element of England. Their character and training were essentially aristocratic and military. They were not town-dwellers, but masters of plantations. Their chief crop and article of export was tobacco. The culture of tobacco required an abundance of cheap and servile labor.
“On the plantations there was little demand for skilled labor, small room anywhere for a middle class of manufacturers and merchants, no inducement for independent farmers who would till with their own hands. Outside of the planters and a small professional class there was little employment offered save what was menial and degrading. Consequently the South was shunned, from the beginning, by British[Pg 357] yeomanry and by the thrifty Teutons such as flocked into the northern provinces. The demand for menials on the plantations was met, then, by importing bond-servants from Great Britain. These were obtained in three ways.—
1. Convicted criminals were deported to serve out their terms on the plantations. Some of these had been charged only with political offenses, and had the making of good citizens; but the greater number were rogues of the shiftless and petty delinquent order, such as were too lazy to work but not desperate enough to have incurred capital sentences.
2. Boys and girls, chiefly from the slums of British seaports, were kidnapped and sold into temporary slavery on the plantations.
3. Impoverished people who wished to emigrate, but could not pay for their passage, voluntarily sold their services for a term of years in return for transportation. …
“Then came a vast social change. At a time when the laboring classes of Europe had achieved emancipation from serfdom, and feudalism was overthrown, African slavery in our own Southland laid the foundation for a new feudalism. Southern society reverted to a type that the rest of the civilized world had outgrown.
“The effect upon white labor was deplorable. The former bond-servants were now freedmen, it is true, but freedmen shorn of such opportunities as they were fitted to use. Sprung from a more or less degraded stock, still branded by caste, untrained to any career demanding skill and intelligence, devitalized by evil habits of life, densely ignorant of the world around them, these, the naturally shiftless, were now turned out into the backwoods to shift for themselves. It was inevitable that most of them should degenerate even below the level of their former estate, for they were no longer forced into steady industry.
“The white freedmen generally became squatters on such land as was unfit for tobacco, cotton, and other crops profitable to slave-owners. As the plantations expanded, these freedmen were pushed further and further back upon more and more sterile soil. They became “pine-landers” or “piney-woods-people,” “sand-hillers,” “knob-people,” “corn-crackers” or “crackers,” gaining a bare subsistence from corn planted and “tended” chiefly by the women and children, from hogs running wild in the forest, and from desultory hunting and fishing. As a class, such whites lapsed into sloth and apathy. Even the institution of slavery they regarded with cynical tolerance, doubtless realizing that if it were not for the blacks they would be slaves themselves.”
EvX: Note: the image of the lazy, apathetic Southern white was mostly caused by chronic anemia due to epidemic levels of hookworm infection. Hookworms came with the African slaves, who were at least somewhat adapted and thus resistant to their effects, and quickly infected the local whites (the poorest of whom had no shoes and worked barefoot in the fields, spreading, yes, human waste for fertilizer on the crops) who had much less evolved resistance to the worms…
“Now these poor whites had nothing to do with settling the mountains. …
“The first frontiersmen of the Appalachians were those Swiss and Palatine Germans who began flocking into Pennsylvania about 1682. They settled westward of the Quakers in the fertile limestone belts at the foot of the Blue Ridge and the Alleghanies. Here they formed the Quakers’ buffer against the Indians, and, for some time, theirs were the westernmost settlements of British subjects in America. These Germans were of the Reformed or Lutheran faith. They were strongly democratic in a social sense, and detested slavery. They were model farmers and many of them were skilled workmen at trades.
“Shortly after the tide of German immigration set into Pennsylvania, another and quite different class of foreigners began to arrive in this province, attracted hither by the same lodestones that drew the Germans, namely, democratic institutions and religious liberty. These newcomers were the Scotch-Irish, or Ulstermen of Ireland. …
“Being by tradition and habit a border people the Scotch-Irish pushed to the extreme western fringe of settlement amid the Alleghanies. They were not over-solicitous about the quality of soil. When Arthur Lee, of Virginia, was telling Doctor Samuel Johnson, in London, of a colony of Scotch who had settled upon a particularly sterile tract in western Virginia, and had expressed his wonder that they should do so, Johnson replied, “Why, sir, all barrenness is comparative: the Scotch will never know that it is barren.”
“West of the Susquehanna, however, the land was so rocky and poor that even the Scotch shied at it, and so, when eastern Pennsylvania became crowded, the overflow of settlers passed not westward but southwestward, along the Cumberland Valley, into western Maryland, and then into the Shenandoah and those other long, narrow, parallel valleys of western Virginia that we noted in our first chapter. This western region still lay unoccupied and scarcely known by the Virginians themselves. Its fertile lands were discovered by Pennsylvania Dutchmen. The first house in western Virginia was erected by one of them, Joist Hite, and he established a colony of his people near the future site of Winchester. A majority of those who settled in the eastern part of the Shenandoah Valley were Pennsylvania Dutch, while the Scotch-Irish, following in their train, pushed a little to the west of them and occupied more exposed positions. There were representatives of other races along the border: English, Irish, French Huguenots, and so on; but everywhere the Scotch-Irish and Germans predominated.”
EvX: If you aren’t already familiar with the Appalachian chain, a god look at a topographic map reveals that the easiest area for introgression is around Pennsylvania, then southward through parallel mountain valleys, rather than westward over the tops of the mountains.
Welcome to Anthropology Friday. Today we are finishing A. F. R. Wollaston’s Pygmies and Papuans, published in 1912, with a focus primarily on the Pygmies of New Guinea and nearby areas (also known as Negritos.)
As usual, quotes will be in “” instead of blockquotes for readability.
“At one time or another we took measurements of 40 adult men [of the Tapiro Pygmies], most of them men in the prime of life, and their average height was found to be 144·9 cm. (4 ft. 9 in.). … The height of the smallest man measured was 132·6 cm. By contrast with the Papuans they looked extremely small and, what was rather a curious thing, though many of our Malay coolies were no taller than they, the coolies looked merely under-sized and somewhat stunted men, while the Tapiro looked emphatically little men. They are cleanly-built, active-looking little fellows …
“In consequence of our entire lack of knowledge of their language we were not able to form a very reasonable estimate of their intelligence. …
“A rough test of an uncivilised man’s intelligence is the extent to which he is able to count, but in the case of the Tapiro there is an unfortunate difference of evidence in this respect. Capt. Rawling (Geograph. Journal, Vol. xxxviii., page 246) affirms that they are able to count up to ten. If this is so, it is a very interesting and remarkable fact. On several occasions I tried to make these people count, with a view to learning their numeral words, and I found that like the Papuans they only had words for one and two, and that those two words were the same as the Papuan words; but it appeared that, unlike the Papuans, they had not the custom of using their fingers and toes for the higher numbers.
“On the credit side of their intelligence must be placed their admirably constructed houses, their decorated arrows and ingeniously woven bags, and their cultivation.”
A large village:
“A few miles further down the river we came to another large village of yet a different character. The houses there were all built on piles, but while a few of them were of the usual small size, the majority were quite unlike anything else we had seen in that part of New Guinea. They were huge barn-like structures raised on piles ten or more feet above the ground, and the length of some of them must have been from one hundred and fifty to two hundred feet. It was quite evident that these were communal dwellings, indicating a social system entirely different from that of the surrounding districts, and it was very tantalising to pass them within a few yards and not to be able to visit them. The village extended for about a mile along the East bank and the natives that we saw must have numbered at least a thousand. ..
Crowds of people lined the river bank and some of them, holding short bamboos in their hands, jerked them in our direction and from the end came out a white cloud of powdered lime, which looked like smoke. …The suggestion that it is a means of imitating the appearance of fire-arms is ingenious, but it can hardly be seriously considered.”
EvX: I think this amusing explanation may well be correct, given the habits of people in many parts of the world to construct replica versions of technology they have seen mainly at a distance.
Here the author quotes a text by Dr. Haddon on the characteristics and cultural traits of local pygmy/negrito groups, “The Pygmy Question“:
“Pygmies, as their name implies, are very short men, and the first question to decide is whether this short stature is normal or merely a dwarfing due to unfavourable environment. … The average human stature appears to be about 1·675 m. (5 ft. 6 ins.). Those peoples who are 1·725 (5 ft. 8 ins.) or more in height are said to be tall, those below 1·625 m. (5 ft. 4 ins.) are short, while those who fall below 1·5 m. (4 ft. 11 ins.) are now usually termed pygmies. One has only to turn to the investigations of the Dordogne district by Collignon and others to see how profoundly la misère can affect the stature of a population living under adverse conditions, for example in the canton of Saint Mathieu there are 8·8 per cent. with a stature below 1·5 m. But when one finds within one area, as in the East Indian region, distinct peoples of medium, short and pygmy stature, living under conditions which appear to be very similar, one is inclined to suspect a racial difference between them, and the suspicion becomes confirmed if we find other characters associated with pygmy stature. …
“Asiatic pygmies have long been known, but it is only comparatively recently that they have been studied seriously, and even now there remains much to be discovered about them. There are two main stocks on the eastern border of the Indian Ocean, who have a very short stature and are respectively characterised by curly or wavy hair and by hair that grows in close small spirals—the so-called woolly hair.
“(i.) The Sakai or Senoi of the southern portion of the Malay Peninsula are typical examples of the former stock, their average stature is slightly above the pygmy limit … All these peoples together with the Vedda and some jungle tribes of the Deccan are now regarded as remnants of a once widely distributed race to which the term Pre-Dravidian has been applied; it is also believed by many students that the chief element in the Australians is of similar origin.
“(ii.) For a long time it has been known that there are three groups of ulotrichous (woolly-haired), brachycephalic (broad-headed), dark-skinned, pygmy peoples inhabiting respectively the Andaman Islands, the Malay Peninsula and the Philippines; to this race the name Negrito is universally applied. We can now include in it a fourth element from New Guinea. The physical characters of these several groups may be summarised as follows:
“1. The Andamanese, who are sometimes erroneously called Mincopies, inhabit the Andaman Islands in the Bay of Bengal. Their head hair is extremely frizzly (woolly), fine in texture, lustreless and seldom more than two or three inches long … Hair only occasionally grows on the face and then but scantily. There is little or no hair over the surface of the body. The skin has several shades of colour between bronze or dark copper, sooty, and black, … The average stature of 48 males is 1·492 m. (4 ft. 10-3/4 ins.), the extremes being 1·365 m. (4 ft. 5-3/4 ins.) and 1·632 m. (5 ft. 4-1/4 ins.). …
“2. The Semang live in the central region of the Malay Peninsula, some of them are known under the names of Udai, Pangan, Hami and Semán. The hair of the head is short, universally woolly, and black. Skeat says it is of a brownish black, not a bluish black like that of the Malays, and Martin alludes to a reddish shimmer when light falls on it … Hair is rare and scanty on face and body. Skeat describes the skin colour as dark chocolate brown approximating in some Kedah Negritos to glossy black… The data for the stature are not very satisfactory, the best are a series of 17 males by Annandale and Robinson, the average being 1·528 m. (5 ft. 0-1/4 in.), with extreme, of 1·372 m. (4 ft. 6 ins.) and 1·604 (5 ft. 3 ins.). …
“3. The Aeta live in the mountainous districts of the larger islands and in some of the smaller islands of the Philippines. It is convenient to retain this name for the variously named groups of Philippine Negritos, many of whom show admixture with other peoples. The hair of the head is universally woolly except when mixture may be suspected or is known … Reed says that the beard is very scanty but all adult males have some and that there is very little body hair, but Worcester states that the men often have abundant beards and a thick growth of hair on the arms, chest and legs. The skin is described as being of a dark chocolate brown, rather than black, with a yellowish tinge on the exposed parts (Reed), sooty black (Sawyer), or dark, sooty brown (Worcester). The average stature of 48 men is 1·463 m. (4 ft. 9-1/2 ins.), ranging from 1·282 m. (4 ft. 2-1/2 ins.) to 1·6 m. (5 ft. 3 ins.), but some of these were not pure breeds (Reed); other observations also show a considerable range in height. …
“4. The discovery of pygmies in Netherlands New Guinea by the Expedition has drawn public attention to a problem of perennial interest to ethnologists. …
“The racial history of New Guinea has proved to be unexpectedly complicated. We are now justified in recognising at least two indigenous elements, the Negrito and Papuan; the effect of the island populations to the east has not yet been determined, but in the south-west two immigrations at least from Melanesia have taken place, which, with Seligmann, we may term Papuo-Melanesian. … It is, however, almost certain that future researches will reveal that the problem is not so simple as that just indicated.”
EvX: Just as my favorite map is the one where large tracts of Antarctica are marked “Unexplored,” so I find interesting the experience of simply discovering new groups of humans who had previously been unknown to outsiders.
New Guinea was, for mostly geographic reasons, one of the last places on Earth to be competently explored by outsiders, and thus held some of the last ‘undiscovered’ peoples.
“Finally Guppy, Ribbe and Rascher report the occurrence of very short people in the interior of the larger islands of the Bismarck Archipelago and of the Solomon Islands; recently Thurnwald refers to very small people in the mountainous interior of Bougainville who speak a non-Melanesian language, one man from Mari mountain had a stature of 1·39 m. (4 ft. 6-1/2 ins.). In the mountains the mixed population consists of types recalling the Solomon Islanders and “representatives of a small short-legged, broad-faced, short-skulled, very hairy, wide-nosed people.” …
“Discussing the pygmies of Melanesia von Luschan referred in 1910 (Zs. f. Ethnol.XLII., p. 939) to bones brought a century ago from the Admiralty Islands which must have belonged to individuals 1·32-1·35 m. (4 ft. 4 ins.-4 ft. 5 ins.) in stature; it is unlikely that the type persists, though Moseley mentions an unusually short man, a little over 5 ft. (Journ. Anth. Inst. 1877, p. 384). In the collection made by the German Marine Expedition there are a number of extremely small skulls from New Ireland, which von Luschan is convinced belong to pygmies. Finsch brought from New Britain over thirty years ago the smallest known skull of a normal adult person; it came from the S.W. coast of Gazelle Peninsula. …
“At the same time that the Expedition discovered pygmies in Netherlands New Guinea, Mr. R. W. Williamson was investigating the Mafulu, a mountain people on the upper waters of the Angabunga river in the Mekeo District. … The average stature is 1·551 m. (5 ft. 1 in.) ranging from 1·47 m. (4 ft. 10 ins.) to 1·63 m. (5 ft. 4 ins.). They are fairly strong and muscular, but rather slender and slight in development. …
“It is worth noting that Pöch had in 1906 measured two Fergusson Island men with statures 1·403 and 1·425 m. (4 ft. 7-1/4 ins., 4 ft. 8 ins.), who told him that “all the people in that tribe were as small or smaller.” …
“On reading through the brief synopses which I have given it is apparent that, with the possible exception of the Andamanese, each of the Negrito peoples shows considerable diversity in its physical characters and this is more evident when more detailed accounts and photographs are studied…
“The Negritos have certain cultural characters more or less in common, some of which differentiate them from their neighbours. There is very little artificial deformation of the person. … The Semang women possess numerous bamboo combs which are engraved with curious designs of a magical import, similar combs are possessed by nearly every Aeta man and woman. The Andamanese have no combs.
“The Andamanese make three kinds of simple huts on the ground and large communal huts are sometimes built. The Semang construct “bee-hive” and long communal huts and weather screens similar to those of the Andamanese. They also erect tree shelters, but direct evidence is very scanty that pure Semang inhabit huts with a flooring raised on piles; they sleep on bamboo platforms. The Aeta usually make very simple huts sometimes with a raised bamboo sleeping platform inside. …
“All the Negritos have the bow and arrow. The Great Andamanese bow is peculiar while that of the Little Andamanese appears to resemble that of the Semang. The Great Andamanese and the Tapiro have very long bows. Harpoon arrows with iron points are used by the Andamanese and Aeta, the arrows of the Andamanese, Semang and Aeta are nocked, but only those of the two latter are feathered. …
“So far as is known the social structure of the Negritos is very simple. … Our knowledge concerning the Semang and Aeta is extremely imperfect but they probably resemble the Andamanese in these points. The Andamanese and Semang are strictly monogamous, polygyny is allowed among the Aeta, but monogamy prevails. The only restriction at all on marriage appears to be the prohibition of marriage between near kindred, and divorce is very rare. All bury their dead, but it is considered by the Andamanese more complimentary to place the dead on a platform which is generally built in a large tree, and the more honourable practice of the Semang is to expose the dead in trees. The Mafulu bury ordinary people, but the corpses of chiefs are placed in an open box either on a platform or in the fork of a kind of fig tree.”
EvX: That’s all for today. Next week, I have a book from Appalachia planned.
Welcome back to Anthropology Friday. Today we are reading A. F. R. Wollaston’s Pygmies and Papuans, published in 1912. Wollaston’s primary purpose in traveling to Papua New Guinea was to study the birds (as was Jared Diamond’s,) but he decided to also write about the people he met.
One of the parts of this book I found most amusing was Wollaston’s struggle to learn the language of the local Mimika Papuans:
“It has been stated in the previous chapters that the natives told us this or that, and that we asked them for information about one thing or another. From this the reader must not conclude that we acquired a very complete knowledge of the native language, for that, unfortunately, was not the case, and even at the end of the fifteen months that we spent in their country we were not able to converse with them. Lieutenant Cramer and I compiled a vocabulary of nearly three hundred words, and we talked a good deal with the people, but we never reached the position of being able to exchange ideas on any single subject. …
“It is unfortunate that there is no common language along the S. coast, nor even a language with words common to all the dialects in use. We were visited on one occasion by the Dutch Assistant Resident from Fak-fak; the native interpreter who came with him, and who knew all the native dialects of the Fak-fak district, could not understand one word of the Mimika language. On another occasion some natives from Mimika were taken down by steamer to Merauke, the Government post in S.W. New Guinea, not far from the boundary of British Papua, and there they found the language of the natives quite unintelligible to them.
“So we found ourselves confronted with the task of learning a language with neither grammar, dictionary nor interpreter. This may not seem to be an insuperable difficulty, nor is it perhaps where Europeans and educated people are concerned, but with Papuans it is a very different problem. The first thing to do—and very few of them would even grasp the idea—is to make them understand that you wish to learn their words. You may point at an object and look intelligent and expectant, but they are slow to take your meaning, and they soon tire of giving information. The facial expression, which amongst us conveys even to a deaf man an interrogation, means nothing to them, nor has the sideways shake of the head a negative meaning to Papuans.”
“In trying to learn a new language of this kind most people (I imagine) would begin, as we did, with the numerals. But our researches in this direction did not take us very far, for we made the interesting discovery that they have words for one and two only; ínakwa (one), jamaní (two). This is not to say that they cannot reckon beyond two, for they can, by using the fingers and thumbs, and beginning always with the thumb of the right hand, reckon with tolerable accuracy up to ten. For numbers above ten they use the toes, never, so far as we observed, two or three toes, but always all the toes together to indicate a large but uncertain number. Sometimes they opened and closed the fingers of both hands two or three times and uttered the word takirí, which appeared to mean “many.” They did not, as some people do, use the word which means “hand” to indicate five or a quantity of about that number.”
EvX: For more on societies with very few words for numbers, see Caleb Everet’s Numbers and the Making of Us. It is interesting to note what a wide variety of numerical systems exist in the world–not only systems that employ unfamiliar bases like five, 20, 60, or twelve, or linguistic systems with a triplet form (just as we have a plural), but also systems in which numbers are highly constrained, like that of the Mimiko, who have only the numerals for one and two (plus use of their hands and toes,) or more extremely, like the Piraha, who have no numbers at all.
“With patience we learnt a great number of substantives, the names of animals, the parts of the body, the various possessions of the natives and so forth, and with more difficulty we learnt some of the active verbs. But when we came to abstract ideas, our researches ceased abruptly for lack of the question words, who, how, where, when, etc.; these we were never able to learn, and it is impossible to act them.
“Thus we were never able to find out what they thought of various things; we could point to the moon and be told its name, but we were never able to say, “What is the moon?” We learnt the names of lightning and thunder, but we never knew who they thought produced them. We could not find out where their stone axes came from, nor how old they were, nor who made them; and a hundred other questions, which we should have liked to put, remained unanswered.”
An Amusing Mistake
“Even the apparently simple matter of enquiring the names of places is not so easy as one would think. When the first party went up the Mimika to Parimau they pointed to the huts and asked what the village was called; the answer given was “Tupué,” meaning I believe, the name of the family who lived in the huts pointed at. For several months we called the place Tupué, and the name appeared in various disguises in the English newspapers.
When I was at Parimau in July, it occurred to me to doubt the name of Tupué, which we never heard the natives use, so I questioned a man elaborately. Pointing in the direction of Wakatimi, I said in his language: “Many houses, Wakatimi,” and he nodded assent; then pointing in the direction of another village that we had visited I said: “Many houses, Imah,” to which he agreed; then I said. “Many houses,” and pointed towards Parimau. This performance was repeated three times before he understood my intention and supplied the word “Parimau,” and then he shouted the whole story across the river to the people in the village who received it with shouts of laughter, and well they might. It was as if a foreigner, who had been living for six months in a place which he was accustomed to call Smith, enquired again one day what its name was and found that it was London. …
“The skin of the Mimika native is a very dark brown, almost rusty black, but a dark colour without any of the gloss seen in the skin of the African negro. Not infrequently we saw men of a lighter, nearly yellow, colour, and in the Wakatimi district there were three pure albinos, a man, a woman and a child. The man and woman were covered with blotches of a pinkish pigment and were peculiarly disagreeable to look at, the child, a sucking infant, and the offspring of black parents, was as white as any European baby, and was called, out of compliment to us, “Tuana.”
“The hair is black and thick and frizzly; it never, or seldom grows long, so you do not see the ornamental coiffures characteristic of the natives of some other parts of the island … The hair of young children is often quite fair, but it becomes dark as they grow up; some of the adults have the custom, common in other places, of dyeing the hair yellow with lime. …
“Tattooing, in the proper sense of the term, is unknown to the Mimika Papuans, but a great number of them practise cicatrisation or scarring. The usual places for these markings are the buttocks and the outer side of the upper (usually the left) arm. …
“The average height of men measured at Wakatimi and Parimau is 5 feet 6 inches. … Such a height is small compared with that of many races, but the first impression you get of the Papuans is that they are tall, for they hold themselves well, and all naked people look taller than those who go clothed. Their legs are thin and rather meagre, due in a great measure to the large proportion of their lives that is spent in canoes, but they walk with a good swinging gait and cover the ground easily.”
“Beyond question, the happiest time in the lives of the Papuans is their childhood, when they are free to play from morning to night and need not take part in the ceaseless search for food, which occupies so much of the time of their elders. As infants they are carried on the backs of their mothers and very often of their fathers, secured by a wide strap of bark cloth, the ends of which are tied across the carrier’s chest. It is very seldom that you hear them cry and they appear to give very little trouble; their mothers are very careful of the cleanliness of the infants. Very early in life they begin to walk and almost as soon they learn to swim. In fine weather they often spend the greater part of the day in the river and it is a very pretty sight to see a crowd of little Papuans playing together in the water. … They very soon become powerful swimmers, and I remember one day seeing a small boy, who cannot have been more than eight years old, swim across a river in tremendous flood, while the party of men who were with him had to seek a place where they could safely swim across half a mile lower down.
GAMES OF THE CHILDREN
“There are a number of games too that they play on dry land: they play the universal game of lying in wait for your enemy and suddenly pouncing out on him; they have great battles in which they are armed with miniature bows and arrows, and reed stems take the place of spears, and shrill yells make up for the lack of bloodshed. …
“Generally speaking, one would say that the society of the Mimika Papuans is a group of small families. It cannot by any means be described as a socialistic community; with one exception there is no sign of community of property, but it is rather a case of every man for himself, or (more accurately) of every family for itself. A canoe belongs to the family of the man who made it; the coconut trees, which grow here and there along the lower Mimika, do not belong to the community but to individuals, presumably the men or some of the men who planted them. … The exception mentioned is seen when game is brought in by the hunters; the meat, as I observed on several occasions, is distributed to every house in the village. …
“From the description of them which has been given in this and the two preceding chapters it will be seen that the conditions of life of the Papuans are as primitive as those of any people now living in the world. There are very few other places, where you can find a people who neither make nor possess any metal and who have no knowledge of pottery. The only vessels that they have for holding water are scraped-out coconuts and simple pieces of bamboo. Water boiling they had never seen before we came among them. Their implements and weapons are, as I have shown, of the most primitive kind, and their ornaments are of the rudest possible description.
“Cultivation of the soil is only practised by the people of one or two villages, and even then it produces but a very small proportion of their food, so it follows that most of their time and energies are devoted to procuring the necessaries of life.
STRUGGLE FOR EXISTENCE
“The struggle for existence is keen enough, the birth-rate is low and the rate of infant mortality is, I believe, very high. Nor do diseases spare them; syphilis is exceedingly prevalent, and was probably introduced by Chinese and Malay traders to the West end of the island, whence it has spread along the coast. Tuberculosis is happily absent, but two natives of Wakatimi were suffering from what appeared to be certainly leprosy. Skin diseases, notably tinea imbricata, are very common; and almost every person appears to suffer occasionally from fever of one sort or another.
“But in spite of all these drawbacks the Papuans of the Mimika are not such a very miserable people. They are strong, those of them that survive the ordeals of infancy and sickness; they have food in plenty to eat, if they choose to exert themselves sufficiently to obtain it; they have their amusements, songs and dances; and the manner of their lives is suited to the conditions of the country in which they live. It is this last consideration which ought ultimately to determine their fate: they live in a wretchedly poor country which is constantly liable to devastating floods, and their habit of wandering from one place to another, where food may be obtained, is the only way of life suitable to the physical and climatic conditions of the country.
The case against “civilizing”
“Any attempt to “civilise” them must inevitably destroy their primitive independence, and if it succeeded in establishing the people in settled communities it would reduce them at many seasons to absolute starvation. We were visited once by the Director of the Sacred Heart Mission at Toeal, which has done admirable work amongst the natives of the Ké Islands and at one or two places in New Guinea itself. When he had seen the people and the nature of the country and had been told something of their habits, he decided that the Mimika was not, at present at all events, a proper field for missionary enterprise. Setting aside all other considerations, one dares to hope that such an interesting people may for a long time be left undisturbed; they do no harm to their neighbours and the effects on them of civilising influences would be at the best uncertain.”
Welcome back to Anthropology Friday. Today we are finishing up with Sidney L. Gulick’s Evolution of the Japanese, Social and Psychic, published in 1903. Gulick was a Puritan missionary who moved to Japan shortly after the “opening of Japan” and Meiji Restoration. He wrote at a time when very Japanese society was changing at break-neck speed and very few accounts of Japan existed at all in the West.
I find anthropology interesting on two levels. First, there is the pure information about another culture, and second, the meta-information about the author–what leads the author to highlight particular things or portray a culture a particular way?
As Gulick makes clear, his purposes in writing the book were two-fold: to introduce his audience to a little-known culture and to provide evidence against the theory that different races have particular temperaments by highlighting differences between the Japanese and Chinese. Gulick attributes attributes maters of national character to environmental or economic conditions.
(As usual, quotes will be in “” instead of blocks)
The Development of a sense of moral obligation to those outside one’s own group:
“Are Japanese cruel or humane? The general impression of the casual tourist doubtless is that they are humane. They are kind to children on the streets, to a marked degree; the jinrikisha runners turn out not only for men, women, and children, but even for dogs. The patience, too, of the ordinary Japanese under trying circumstances is marked; they show amazing tolerance for one another’s failings and defects, and their mutual helpfulness in seasons of distress is often striking. To one traveling through New Japan there is usually little that will strike the eye as cruel.
“But the longer one lives in the country, the more is he impressed with certain aspects of life which seem to evince an essentially unsympathetic and inhumane disposition. I well remember the shock I received when I discovered, not far from my home in Kumamoto, an insane man kept in a cage. He was given only a slight amount of clothing, even though heavy frost fell each night. Food was given him once or twice a day. He was treated like a wild animal, not even being provided with bedding. …
“The treatment accorded to lepers is another significant indication of the lack of sympathetic and humane sentiments among the people at large. For ages they have been turned from home and house and compelled to wander outcasts, living in the outskirt of the villages in rude booths of their own construction, and dependent on their daily begging, until a wretched death gives them relief from a more wretched life. So far as I have been able to learn, the opening of hospitals for lepers did not take place until begun by Christians in recent times. …
“A history of Japan was prepared by Japanese scholars under appointment from the government and sent to the Columbian Exposition in 1893; it makes the following statement, already referred to on a previous page: “Despite the issue of several proclamations … people were governed by such strong aversion to the sight of sickness that travelers were often left to die by the roadside from thirst, hunger, or disease, and householders even went to the length of thrusting out of doors and abandoning to utter destitution servants who suffered from chronic maladies…. Whenever an epidemic occurred, the number of deaths that resulted was enormous.”[N] …
“But we must not be too quick to jump to the conclusion that in this regard we have discovered an essential characteristic of the Japanese nature. …
“How long is it since the Inquisition was enforced in Europe? Who can read of the tortures there inflicted without shuddering with horror? … How long is it since witches were burned, not only in Europe by the thousand, but in enlightened and Christian New England? … How long is it since slaves were feeling the lash throughout the Southern States of our “land of freedom”?… The fact is that the highly developed humane sense which is now felt so strongly by the great majority of people in the West is a late development, and is not yet universal. It is not for us to boast, or even to feel superior to the Japanese, whose opportunities for developing this sentiment have been limited. …
“In the treatment of the sick, the first prerequisite for the development of tenderness is the introduction of correct ideas as to the nature of disease and its proper treatment. As soon as this has been effectually done, a great proportion of the apparent indifference to human suffering passes away. The cruelty which is to-day so universal in Africa needs but a changed social and industrial order to disappear. The needed change has come to Japan. Physicians trained in modern methods of medical practice are found all over the land. In 1894 there were 597 hospitals, 42,551 physicians, 33,921 nurses and midwives, 2869 pharmacists, and 16,106 druggists, besides excellent schools of pharmacy and medicine.[O] ”
EvX: This might feel a bit unfair to Japan, but Gulick was writing not long before Japan went on a rampage through east Asia and killed 10-14 million people.
Gulick is also correct that uncharitable attitudes toward folks not in one’s family or ingroup were fairly common in the West until fairly recently. The past 200 years or so have seen a remarkable change in ideas about one’s moral obligations toward strangers.
“In certain directions, the Japanese reveal a development of æsthetic taste which no other nation has reached. The general appreciation of landscape-views well illustrates this point. The home and garden of the average workman are far superior artistically to those of the same class in the West. There is hardly a home without at least a diminutive garden laid out in artistic style with miniature lake and hills and winding walks. …
“The general taste displayed in many little ways is a constant delight to the Western “barbarian” when he first comes to Japan. Nor does this delight vanish with time and familiarity, though it is tempered by a later perception of certain other features. Indeed, the more one knows of the details of their artistic taste, the more does he appreciate it. The “toko-no-ma,” for example, is a variety of alcove usually occupying half of one side of a room. It indicates the place of honor, and guests are always urged to sit in front of it. The floor of the “toko-no-ma” is raised four or five inches above the level of the room and should never be stepped upon. In this “toko-no-ma” is usually placed some work of art, or a vase with flowers, and on the wall is hung a picture or a few Chinese characters, written by some famous calligraphist, which are changed with the seasons. The woodwork and the coloring of this part of the room is of the choicest. The “toko-no-ma” of the main room of the house is always restful to the eye; this “honorable spot” is found in at least one room in every house…
“The Japanese show a refined taste in the coloring and decoration of rooms; natural woods, painted and polished, are common; every post and board standing erect must stand in the position in which it grew. A Japanese knows at once whether a board or post is upside down, though it would often puzzle a Westerner to decide the matter. The natural wood ceilings and the soft yellows and blues of the walls are all that the best trained Occidental eye could ask. Dainty decorations called the “ramma,” over the neat “fusuma,” consist of delicate shapes and quaint designs cut in thin boards, and serve at once as picture and ventilator. The drawings, too, on the “fusuma” (solid thick paper sliding doors separating adjacent rooms or shutting off the closet) are simple and neat, as is all Japanese pictorial art.
“Japanese love for flowers reveals a high æsthetic development. Not only are there various flower festivals at which times the people flock to suburban gardens and parks, but sprays, budding branches, and even large boughs are invariably arranged in the homes and public halls. Every church has an immense vase for the purpose. The proper arrangement of flowers and of flowering sprays and boughs is a highly developed art. … An acquaintance of mine glories in 230 varieties of the plum tree, all in pots, some of them between two and three hundred years old. Shinto and Buddhist temples also reveal artistic qualities most pleasing to the eye.”
EvX: And on that pleasant note, let us end our Japanese journey. See you next Friday.
Welcome back to Anthropology Friday. Today we are continuing with Sidney L. Gulick’s Evolution of the Japanese, Social and Psychic, published in 1903. Gulick was a Puritan missionary who moved to Japan shortly after the “opening of Japan” and Meiji Restoration. He wrote at a time when very Japanese society was changing at break-neck speed and very few accounts of Japan existed at all in the West. (As usual, quotes will be in “” instead of blocks)
“Many writers have dwelt with delight on the cheerful disposition that seems so common in Japan. Lightness of heart, freedom from all anxiety for the future, living chiefly in the present, these and kindred features are pictured in glowing terms. And, on the whole, these pictures are true to life. The many flower festivals are made occasions for family picnics when all care seems thrown to the wind. There is a simplicity and a freshness and a freedom from worry that is delightful to see. But it is also remarked that a change in this regard is beginning to be observed. The coming in of Western machinery, methods of government, of trade and of education, is introducing customs and cares, ambitions and activities, that militate against the older ways. Doubtless, this too is true. If so, it but serves to establish the general proposition of these pages that the more outstanding national characteristics are largely the result of special social conditions, rather than of inherent national character. …
“Yet the Japanese are by no means given up to a cheerful view of life. Many an individual is morose and dejected in the extreme. This disposition is ever stimulated by the religious teachings of Buddhism. Its great message has been the evanescent character of the present life. Life is not worth living, it urges; though life may have some pleasures, the total result is disappointment and sorrow. Buddhism has found a warm welcome in the hearts of many Japanese. For more than a thousand years it has been exercising a potent influence on their thoughts and lives. Yet how is this consistent with the cheerful disposition which seems so characteristic of Japan? The answer is not far to seek. Pessimism is by its very nature separative, isolating, silent. Those oppressed by it do not enter into public joys. They hide themselves in monasteries, or in the home. The result is that by its very nature the actual pessimism of Japan is not a conspicuous feature of national character.
“The judgment that all Japanese are cheerful rests on shallow grounds. Because, forsooth, millions on holidays bear that appearance, and because on ordinary occasions the average man and woman seem cheerful and happy, the conclusion is reached that all are so. No effort is made to learn of those whose lives are spent in sadness and isolation. I am convinced that the Japan of old, for all its apparent cheer, had likewise its side of deep tragedy. Conditions of life that struck down countless individuals, and mental conditions which made Buddhism so popular, both point to this conclusion.”
In Japan, hikikomori (Japanese: ひきこもり or 引き籠り, lit. “pulling inward, being confined”, i.e., “acute social withdrawal“) are reclusive adolescents or adults who withdraw from social life, often seeking extreme degrees of isolation and confinement. Hikikomori refers to both the phenomenon in general and the recluses themselves. Hikikomori have been described as loners or “modern-day hermits“. Estimates reveal that nearly half a million Japanese youth have become social recluses....
According to government figures released in 2010, there are 700,000 individuals living as hikikomori with an average age of 31. Still, the numbers vary widely among experts. These include the hikikomori who are now in their 40s and have spent 20 years in isolation. This group is generally referred to as the “first-generation hikikomori.” There is concern about their reintegration into society in what is known as “the 2030 Problem,” when they are in their 60s and their parents begin to die. Additionally, the government estimates that 1.55 million people are on the verge of becoming hikikomori.Tamaki Saitō, who first coined the phrase, originally estimated that there may be over one million hikikomori in Japan, although this was not based on national survey data. Nonetheless, considering that hikikomori adolescents are hidden away and their parents are often reluctant to talk about the problem, it is extremely difficult to gauge the number accurately.
I suspect this is becoming a problem in the West, too. But back to Gulick:
“The Japanese give the double impression of being industrious and diligent on the one hand, and, on the other, of being lazy and utterly indifferent to the lapse of time. The long hours during which they keep at work is a constant wonder to the Occidental. I have often been amazed in Fukuoka to find stores and workshops open, apparently in operation, after ten and sometimes even until eleven o’clock at night, while blacksmiths and carpenters and wheelwrights would be working away as if it were morning. Many of the factories recently started keep very long hours. Indeed most of the cotton mills run day and night, having two sets of workers, who shift their times of labor every week. Those who work during the night hours one week take the day hours the following week. In at least one such factory, with which I am acquainted, the fifteen hundred girls who work from six o’clock Saturday evening until six o’clock Sunday morning, are then supposed to have twenty-four hours of rest before they begin their day’s work Monday morning; but, as a matter of fact, they must spend three or four and sometimes five hours on Sunday morning cleaning up the factory. …
“But there are equally striking illustrations of an opposite nature. The farmers and mechanics and carpenters, among regular laborers, and the entire life of the common people in their homes, give an impression of indifference to the flight of time, if not of absolute laziness. The workers seem ready to sit down for a smoke and a chat at any hour of the day. In the home and in ordinary social life, the loss of time seems to be a matter of no consequence whatever. Polite palaver takes unstinted hours, and the sauntering of the people through the street emphasizes the impression that no business calls oppress them.”
“Two other strongly contrasted traits are found in the Japanese character, absolute confidence and trustfulness on the one hand, and suspicion on the other. It is the universal testimony that the former characteristic is rapidly passing away; in the cities it is well-nigh gone. But in the country places it is still common. The idea of making a bargain when two persons entered upon some particular piece of work, the one as employer, the other as employed, was entirely repugnant to the older generation, since it was assumed that their relations as inferior and superior should determine their financial relations; the superior would do what was right, and the inferior should accept what the superior might give without a question or a murmur. Among the samurai, where the arrangement is between equals, bargaining or making fixed and fast terms which will hold to the end, and which may be carried to the courts in case of differences, was a thing practically unknown in the older civilization. Everything of a business nature was left to honor, and was carried on in mutual confidence.
“A few illustrations of this spirit of confidence from my own experience may not be without interest. On first coming to Japan, I found it usual for a Japanese who wished to take a jinrikisha to call the runner and take the ride without making any bargain, giving him at the end what seemed right. And the men generally accepted the payment without question. I have found that recently, unless there is some definite understanding arrived at before the ride, there is apt to be some disagreement, the runner presuming on the hold he has, by virtue of work done, to get more than is customary. This is especially true in case the rider is a foreigner. Another set of examples in which astonishing simplicity and confidence were manifested was in the employment of evangelists. I have known several instances in which a full correspondence with an evangelist with regard to his employment was carried on, and the settlement finally concluded, and the man set to work without a word said about money matters. It need hardly be said that no foreigner took part in that correspondence. …
“This confidence and trustfulness were the product of a civilization resting on communalistic feudalism; the people were kept as children in dependence on their feudal lord; they had to accept what he said and did; they were accustomed to that order of things from the beginning and had no other thought; on the whole too, without doubt, they received regular and kindly treatment. Furthermore, there was no redress for the peasant in case of harshness; it was always the wise policy, therefore, for him to accept whatever was given without even the appearance of dissatisfaction. This spirit was connected with the dominance of the military class. Simple trustfulness was, therefore, chiefly that of the non-military classes. The trustfulness of the samurai sprang from their distinctive training. As already mentioned, when drawing up a bond in feudal times, in place of any tangible security, the document would read, “If I fail to do so and so, you may laugh at me in public.”
“Since the overthrow of communal feudalism and the establishment of an individualistic social order, necessitating personal ownership of property, and the universal use of money, trustful confidence is rapidly passing away. Everything is being more and more accurately reduced to a money basis. The old samurai scorn for money seems to be wholly gone, an astonishing transformation of character. Since the disestablishment of the samurai class many of them have gone into business. Not a few have made tremendous failures for lack of business instinct, being easily fleeced by more cunning and less honorable fellows who have played the “confidence” game most successfully; others have made equally great successes because of their superior mental ability and education. The government of Japan is to-day chiefly in the hands of the descendants of the samurai class. …
“Passing now from the character of trustful confidence, we take up its opposite, suspiciousness. The development of this quality is a natural result of a military feudalism such as ruled Japan for hundreds of years. Intrigue was in constant use when actual war was not being waged. In an age when conflicts were always hand to hand, and the man who could best deceive his enemy as to his next blow was the one to carry off his head, the development of suspicion, strategy, and deceit was inevitable. The most suspicious men, other things being equal, would be the victors; they, with their families, would survive and thus determine the nature of the social order. The more than two hundred and fifty clans and “kuni,” “clan territory,” into which the land was divided, kept up perpetual training in the arts of intrigue and subtlety which are inevitably accompanied by suspicion.”
EvX: You can almost hear the HBD argument being made…
“Modern manifestations of this characteristic are frequent. Not a cabinet is formed, but the question of its make-up is discussed from the clannish standpoint. Even though it is now thirty years since the centralizing policy was entered upon and clan distinctions were effectually broken down, yet clan suspicion and jealousy is not dead.”
“The foreigner is impressed by the constant need of care in conversation, lest he be thought to mean something more or other than he says. When we have occasion to criticise anything in the Japanese, we have found by experience that much more is inferred than is said. Shortly after my arrival in Japan I was advised by one who had been in the land many years to be careful in correcting a domestic or any other person sustaining any relation to myself, to say not more than one-tenth of what I meant, for the other nine-tenths would be inferred. Direct and perfectly frank criticism and suggestion, such as prevail among Anglo-Americans at least, seem to be rare among the Japanese.”
Welcome back to Anthropology Friday. Today we’ll be continuing with Sidney L. Gulick’s Evolution of the Japanese, Social and Psychic, published in 1903. Gulick was a Puritan missionary who moved to Japan shortly after the “opening of Japan” and Meiji Restoration. He wrote at a time when very Japanese society was changing at break-neck speed and very few accounts of Japan existed at all in the West.
Gulick’s account may not be accurate in every respect–perhaps no native can ever be accurate in every respect–but his affection for his adopted society and desire to explain it to his fellow Westerners is clear.
“If a clue to the character of a nation is gained by a study of the nature of the gods it worships, no less valuable an insight is gained by a study of its heroes. … Japan is a nation of hero-worshipers. This is no exaggeration. Not only is the primitive religion, Shintoism, systematic hero-worship, but every hero known to history is deified, and has a shrine or temple. These heroes, too, are all men of conspicuous valor or strength, famed for mighty deeds of daring. They are men of passion. The most popular story in Japanese literature is that of “The Forty-seven Ronin,” who avenged the death of their liege-lord after years of waiting and plotting. This revenge administered, they committed harakiri in accordance with the etiquette of the ethical code of feudal Japan. Their tombs are to this day among the most frequented shrines in the capital of the land, and one of the most popular dramas presented in the theaters is based on this same heroic tragedy.
“The prominence of the emotional element may be seen in the popular description of national heroes. The picture of an ideal Japanese hero is to our eyes a caricature. His face is distorted by a fierce frenzy of passion, his eyeballs glaring, his hair flying, and his hands hold with a mighty grip the two-handed sword wherewith he is hewing to pieces an enemy. I am often amazed at the difference between the pictures of Japanese heroes and the living Japanese I see. This difference is manifestly due to the idealizing process; for they love to see their heroes in their passionate moods and tenses.
“The craving for heroes, even on the part of those who are familiar with Western thought and customs, is a feature of great interest. Well do I remember the enthusiasm with which educated, Christian young men awaited the coming to Japan of an eminent American scholar, from whose lectures impossible things were expected. So long as he was in America and only his books were known, he was a hero. But when he appeared in person, carrying himself like any courteous gentleman, he lost his exalted position.
“Townsend Harris showed his insight into Oriental thought never more clearly than by maintaining his dignity according to Japanese standards and methods. On his first entry into Tokyo he states, in his journal, that although he would have preferred to ride on horseback, in order that he might see the city and the people, yet as the highest dignitaries never did so, but always rode in entirely closed “norimono” (a species of sedan chair carried by twenty or thirty bearers), he too would do the same; to have ridden into the limits of the city on horseback would have been construed by the Japanese as an admission that he held a far lower official rank than that of a plenipotentiary of a great nation. …
“there is nevertheless a class whose ideal heroes are not military, but moral. Their power arises not through self-assertion, but rather through humility; their influence is due entirely to learning coupled with insight into the great moral issues of life.”
“An aspect of Japanese life widely remarked and praised by foreign writers is the love for children. Children’s holidays, as the third day of the third moon and the fifth day of the fifth moon, are general celebrations for boys and girls respectively, and are observed with much gayety all over the land. At these times the universal aim is to please the children; the girls have dolls and the exhibition of ancestral dolls; while the boys have toy paraphernalia of all the ancient and modern forms of warfare, and enormous wind-inflated paper fish, symbols of prosperity and success, fly from tall bamboos in the front yard. Contrary to the prevailing opinion among foreigners, these festivals have nothing whatever to do with birthday celebrations. In addition to special festivals, the children figure conspicuously in all holidays and merry-makings. To the famous flower-festival celebrations, families go in groups and make an all-day picnic of the joyous occasion.
“The Japanese fondness for children is seen not only at festival times. Parents seem always ready to provide their children with toys. As a consequence toy stores flourish. There is hardly a street without its store.”
EvX: Even though the Japanese have one of the world’s lowest birth rates, which would seem to make life difficult for toy stores, I still have the impression that the nation produces a great many high-quality, nice toys. Everything from Nintendo, for example. But back to Gulick, on the treatment of children more generally:
“A still further reason for the impression that the Japanese are especially fond of their children is the slight amount of punishment and reprimand which they administer. The children seem to have nearly everything their own way. Playing on the streets, they are always in evidence and are given the right of way. …
“A fair statement of the case, therefore, is somewhat as follows: The lower and laboring classes of Japan seem to have more visible affection for their children than the same classes in the Occident. Among the middle and upper classes, however, the balance is in favor of the West. In the East, while, without doubt, there always has been and is now a pure and natural affection, it is also true that this natural affection has been more mixed with utilitarian considerations than in the West. Christian Japanese, however, differ little from Christian Americans in this respect. The differences between the East and the West are largely due to the differing industrial and family conditions induced by the social order.”
EvX: Remember that Gulick is a missionary, and so apt to think that being Christian or not is a big deal. Interestingly, he sees “being Christian” as more than just a minimalist “believes Christ is God made man and died for your sins,” but also as a suite of cultural norms like “monogamy” and “universalism.” Of course, who chooses to become Christian is not random, but it’d be quite interesting to know whether belief in Christianity in a place like Japan actually does carry with it increased adoption of other social norms. But back to Gulick:
“The correctness of this general statement will perhaps be better appreciated if we consider in detail some of the facts of Japanese family life. Let us notice first the very loose ties, as they seem to us, holding the Japanese family together. It is one of the constant wonders to us Westerners how families can break up into fragments, as they constantly do. One third of the marriages end in divorce; and in case of divorce, the children all stay with the father’s family. It would seem as if the love of the mother for her children could not be very strong where divorce under such a condition is so common. Or, perhaps, it would be truer to say that divorce would be far more frequent than it is but for the mother’s love for her children. For I am assured that many a mother endures most distressing conditions rather than leave her children.
“Furthermore, the way in which parents allow their children to leave the home and then fail to write or communicate with them, for months or even years at a time, is incomprehensible if the parental love were really strong. And still further, the way in which concubines are brought into the home, causing confusion and discord, is a very striking evidence of the lack of a deep love on the part of the father for the mother of his children and even for his own legitimate children. One would expect a father who really loved his children to desire and plan for their legitimacy; but the children by his concubines are not “ipso facto” recognized as legal.
“One more evidence in this direction is the frequency of adoption and of separation. Adoption in Japan is largely, though by no means exclusively, the adoption of an adult; the cases where achild is adopted by a childless couple from love of children are rare, as compared with similar cases in the United States, so far, at least, as my observation goes.”
EvX: Adoption of non-kin is a very European/American phenomenon, almost unknown everywhere else in the world. Ever wonder why Americans adopted so many Korean babies? It’s because other Koreans didn’t want them.
Back to Gulick:
“Infanticide throws a rather lurid light on Japanese affection. First, in regard to the facts: Mr. Ishii’s attention was called to the need of an orphan asylum by hearing how a child, both of whose parents had died of cholera, was on the point of being buried alive with its dead mother by heartless neighbors when it was rescued by a fisherman. …
“In speaking of infanticide in Japan, let us not forget that every race and nation has been guilty of the same crime, and has continued to be guilty of it until delivered by Christianity.
“Widespread infanticide proves a wide lack of natural affection. Poverty is, of course, the common plea. Yet infanticide has been practiced not so much by the desperately poor as by small land-holders. The amount of farming land possessed by each family was strictly limited and could feed only a given number of mouths. Should the family exceed that number, all would be involved in poverty, for the members beyond that limit did not have the liberty to travel in search of new occupation. Infanticide, therefore, bore direct relation to the rigid economic nature of the old social order.”
Husbands and wives:
“Shortly after my first arrival in Japan, I was walking home from church one day with an English-speaking Japanese, who had had a good deal to do with foreigners. Suddenly, without any introduction, he remarked that he did not comprehend how the men of the West could endure such tyranny as was exercised over them by their wives. I, of course, asked what he meant. He then said that he had seen me buttoning my wife’s shoes.
“I should explain that on calling on the Japanese, in their homes, it is necessary that we leave our shoes at the door, as the Japanese invariably do; this is, of course, awkward for foreigners who wear shoes; especially so is the necessity of putting them on again. The difficulty is materially increased by the invariably high step at the front door. It is hard enough for a man to kneel down on the step and reach for his shoes and then put them on; much more so is it for a woman. And after the shoes are on, there is no suitable place on which to rest the foot for buttoning and tying. I used, therefore, very gladly to help my wife with hers.
“Yet, so contrary to Japanese precedent was this act of mine that this well-educated gentleman and Christian, who had had much intercourse with foreigners, could not see in it anything except the imperious command of the wife and the slavish obedience of the husband. His conception of the relation between the Occidental husband and wife is best described as tyranny on the part of the wife.”
EvX: I include this excerpt because, as an amusing misunderstanding, it warns against overconfidence in interpreting the actions of folks from another culture that may have perfectly mundane explanations, and because it casts light on the speaker’s own assumptions.
“Another evangelist, with whom I had much to do, was the adopted son of a scheming old man; it seems that in the earlier part of the present era the eldest son of a family was exempt from military draft. It often happened, therefore, that families who had no sons could obtain large sums of money from those who had younger sons whom they wished to have adopted for the purpose of escaping the draft. This evangelist, while still a boy, was adopted into such a family, and a certain sum was fixed upon to be paid at some time in the future. But the adopted son proved so pleasing to the adopting father that he did not ask for the money; by some piece of legerdemain, however, he succeeded in adopting a second son, who paid him the desired money. After some years the first adopted son became a Christian, and then an evangelist, both steps being taken against the wishes of the adopting father. The father finally said that he would forego all relations to the son, and give him back his original name, provided the son would pay the original sum that had been agreed on, plus the interest, which altogether would, at that time, amount to several hundred yen. This was, of course, impossible.
“The negotiations dragged on for three or four years. Meanwhile, the young man fell in love with a young girl, whom he finally married; as he was still the son of his adopting father, he could not have his wife registered as his wife, for the old man had another girl in view for him and would not consent to this arrangement. And so the matter dragged for several months more. Unless the matter could be arranged, any children born to them must be registered as illegitimate. At this point I was consulted and, for the first time, learned the details of the case. Further consultations resulted in an agreement as to the sum to be paid; the adopted son was released, and re-registered under his newly acquired name and for the first time his marriage became legal. The confusion and suffering brought into the family by this practice of adoption and of separation are almost endless. …
“In the first place, the affectionate relation existing between husbands and wives and between parents and children, in Western lands, is a product of relatively recent times. In his exhaustive work on “The History of Human Marriage,” Westermarck makes this very plain. Wherever the woman is counted a slave, is bought and sold, is considered as merely a means of bearing children to the family, or in any essential way is looked down upon, there high forms of affection are by the nature of the case impossible, though some affection doubtless exists; it necessarily attains only a rudimentary development. …
“We must remember, in the second place, what careful students of human evolution have pointed out, that those tribes and races in which the family was most completely consolidated, that is to say, those in which the power of the father was absolute, were the ones to gain the victory over their competitors. The reason for this is too obvious to require even a statement. Every conquering race has accordingly developed the “patria potestas” to a greater or less degree. Now one general peculiarity of the Orient is that that stage of development has remained to this day; it has not experienced those modifications and restrictions which have arisen in the West. The national government dealt with families and clans, not with individuals, as the final social unit. In the West, however, the individual has become the civil unit; the “patria potestas” has thus been all but lost. “
For example, there is about 25% overlap between the human genome and that of grapes. (And we have fewer genes than grapes!) So some caution should be exercised before reading too much into percentages of genomic correspondence across species. I doubt, after all that you consider yourself one-quarter grape. … canine and bovine species generally exhibit about an 85% rate of genomic correspondence with humans. … small changes in genetic makeup can, among other influences, lead to large changes in brain size.
On the development of numbers:
After all, for the vast majority of our species’ existence, we lived as hunters and gatherers in Africa … A reasonable interpretation of the contemporary distribution of cultural and number-system types, then, is that humans did not rely on complex number system for the bulk of their history. We can also reasonably conclude that transitions to larger, more sedentary, and more trade-based cultures helped pressure various groups to develop more involved numerical technologies. … Written numerals, and writing more generally, were developed first in the Fertile Crescent after the agricultural revolution began there. … These pressures ultimately resulted in numerals and other written symbols, such as the clay-token based numerals … The numerals then enabled new forms of agriculture and trade that required the exact discrimination and representation of quantities. The ancient Mesopotamian case is suggestive, then, of the motivation for the present-day correlation between subsistence and number types: larger agricultural and trade-based economies require numerical elaboration to function. …
Intriguingly, though, the same maybe true of Chinese writing, the earliest samples of which date to the Shang Dynasty and are 3,000 years old. The most ancient of these samples are oracle bones. These bones were inscribed with nuemerals quantifying such items as enemy prisoners, birds and animals hunted, and sacrificed animals. … Ancient writing around the world is numerically focused.
Changes in the Jungle as population growth makes competition for resources more intense and forces people out of their traditional livelihoods:
Consider the case of one of my good friends, a member of an indigenous group known as the Karitiana. … Paulo spent the majority of his childhood, in the 1980s and 1990s in the largest village of his people’s reservation. … While some Karitiana sought to make a living in nearby Porto Velho, many strived to maintain their traditional way of life on their reservation. At the time this was feasible, and their traditional subsistence strategies of hunting, gathering, and horticulture could be realistically practiced. Recently, however, maintaining their conventional way of life has become a less tenable proposition. … many Karitiana feel they have little choice but to seek employment in the local Brazilian economy… This is certainly true of Paulo. He has been enrolled in Brazilian schools for some time, has received some higher education, and is currently employed by a governmental organization. To do these things, of course, Paulo had to learn Portuguese grammar and writing. And he had to learn numbers and math, also. In short, the socioeconomic pressures he has felt to acquire the numbers of another culture are intense.
Everett cites a statistic that >90% of the world’s approximately 7,000 languages are endangered.
They are endangered primarily because people like Paulo are being conscripted into larger nation-states, gaining fluency in more economically viable languages. … From New Guinea to Australia to Amazonia and elsewhere, the mathematizing of people is happening.
On the advantages of different number systems:
Recent research also suggests that the complexity of some non-linguistic number systems have been under appreciated. Many counting boards and abaci that have been used, and are still in use across the world’s culture, present clear advantages to those using them … the abacus presents some cognitive advantages. That is because, research now suggests, children who are raised using the abacus develop a “mental abacus” with time. … According to recent cross-cultural findings, practitioners of abacus-based mathematical strategies outperform those unfamiliar with such strategies,a t least in some mathematical tasks. The use of the Soroban abacus has, not coincidentally, now been adopted in many schools throughout Asia.
I suspect these higher math scores are more due to the mental abilities of the people using the abacus than the abacus itself. I have also just ordered an abacus.
… in 2015 the world’s oldest known unambiguous inscription of a circular zero was rediscovered in Cambodia. The zero in question, really a large dot, serves as a placeholder in the ancient Khmer numeral for 605. It is inscribed on a stone tablet, dating to 683 CE, that was found only kilometers from the faces of Bayon and other ruins of Angkor Wat and Angkor Thom. … the Maya also developed a written form for zero, and the Inca encoded the concept in their Quipu.
In 1202, Fibonacci wrote the Book of Calculation, which promoted the use of the superior Arabic (yes Hindu) numerals (zero included) over the old Roman ones. Just as the introduction of writing jump-started the Cherokee publishing industry, so the introduction of superior numerals probably helped jump-start the Renaissance.
Cities and the rise of organized religion:
…although creation myths, animistic practices, and other forms of spiritualism are universal or nearly universal, large-scale hierarchical religions are restricted to relatively few cultural lineages. Furthermore, these religions… developed only after people began living in larger groups and settlements because of their agricultural lifestyles. … A phalanx of scholars has recently suggested that the development of major hierarchical religions, like the development of hierarchical governments, resulted from the agglomeration of people in such places. …
Organized religious beliefs, with moral-enforcing deities and priest case, were a by-product of the need for large groups of people to cooperate via shared morals and altruism. As the populations of cultures grew after the advent of agricultural centers… individuals were forced to rely on shared trust with many more individuals, including non-kin, than was or is the case in smaller groups like bands or tribes. … Since natural selection is predicated on the protection of one’s genes, in-group altruism and sacrifice are easier to make sense of in bands and tribes. But why would humans in much larger populations–humans who have no discernible genetic relationship… cooperate with these other individuals in their own culture? … some social mechanism had to evolve so that larger cultures would not disintegrate due to competition among individuals and so that many people would not freeload off the work of others. One social mechanism that foster prosocial and cooperative behavior is an organized religion based on shared morals and omniscient deities capable of keeping track of the violation of such morals. …
When Moses descended from Mt. Sinai with his stone tablets, they were inscribed with ten divine moral imperatives. … Why ten? … Here is an eleventh commandment that could likely be uncontroversially adopted by many people: “thou shalt not torture.” … But then the list would appear to lose some of its rhetorical heft. “eleven commandments’ almost hints of a satirical deity.
Technically there are 613 commandments, but that’s not nearly as catchy as the Ten Commandments–inadvertently proving Everett’s point.
Overall, I found this book frustrating and repetitive, but there were some good parts. I’ve left out most of the discussion of the Piraha and similar cultures, and the rather fascinating case of Nicaraguan homesigners (“homesigners” are deaf people who were never taught a formal sign language but made up their own.) If you’d like to learn more about them, you might want to look up the book at your local library.