New Blog Feature: The Female Side

In response to the suicide of Kathleen Forth, I’ve created a new blog feature, The Female Side. It’s really just an open thread for female readers.

Life can be isolating, especially if you have an unusual personality or are pretty introverted. This end of the internet doesn’t have that many women in it, which can make it doubly isolating.

Of course my intention is not to make a sad and lonely place, but a place where women can have a pleasant time together. (Work in progress.)

My fine male readers, you are welcome to use the About post as an open thread (people already do) and really, everyone is welcome to post off-topic comments on any thread. It’s fine.

Off-topic, but does anyone know how to get in touch with Peter Frost? Asking for a friend.


Anthropology Friday: Appalachia, pt 3/4

Blue Ridge Mountains, Appalachia

Welcome back to Anthropology Friday. Today we are continuing with Kephart’s Our Southern Highlanders, published in 1913, starting with homicide rates.

In my opinion, Homicide Rate data collected before 1930 or so is highly questionable, for reasons that will soon become clear:

“Mountaineers place a low valuation on human life. I need not go outside my own habitat for illustrations. In our judicial district, which comprises the westernmost seven counties of North Carolina, the present yearly toll of homicides varies, according to counties, from about one in 1,000 to one in 2,500 of the population. And ours is not a feud district, nor are there any negroes to speak of. Compare these figures with the rate of homicide in the United States at large, about one to 8,300 population; of Italy, one to 66,000; Great Britain, one to 111,000; Germany, one to 200,000.”

EvX: And yet there are very few convictions, as noted previously.

““The laws are insufficient for the Governor to apply a remedy.” One naturally asks, “How so?” The answer is that the Governor cannot send troops into a county except upon request of the civil authorities, and they must go as a posse to civil officers. In most feuds these officers are partisans (in fact, it is a favorite ruse for one clan to win or usurp the county offices before making war). Hence the State troops would only serve as a reinforcement to one of the contending factions. To show how this works out, we will sketch briefly the course of another feud.—

“In Rowan County, Kentucky, in 1884, there was an election quarrel between two members of the Martin and Toliver families. The Logans sided with the Martins and the Youngs with the Tolivers. The Logan-Martin faction elected their candidate for sheriff by a margin of twelve votes. Then there was an affray in which one Logan was killed and three were wounded.

“As usual, in feuds, no immediate redress was attempted, but the injured clan plotted its vengeance with deadly deliberation. After five months, Dick Martin killed Floyd Toliver. His own people worked the trick of arresting him themselves and sent him to Winchester for safe-keeping. The Tolivers succeeded in having him brought back on a forged order and killed him when he was bound and helpless.

“The leader of the Young-Toliver faction was a notorious bravo named Craig Toliver. To strengthen his power he became candidate for town marshal of Morehead, and he won the office by intimidation at the polls. Then, for two years, a bushwhacking war went on. Three times the Governor sent troops into Rowan County, but each time they found nothing but creeks and thickets to fight. Then he prevailed upon the clans to sign a truce and expatriate their chiefs for one year in distant States. Craig Toliver obeyed the order by going to Missouri, but returned several months before the expiration of his term, resumed office, and renewed his atrocities. In the warfare that ensued all the county officers were involved, from the judge down. …

“The posse here mentioned was organized by Daniel Boone Logan, a cousin of the two young men who had been murdered, a college graduate, and a lawyer of good standing. With the assent of the Governor, he gathered fifty to seventy-five picked men and armed them with the best modern rifles and revolvers. Some of the men were of his own clan; others he hired. His plan was to end the war by exterminating the Tolivers.

“The posse, led by Logan and the sheriff, suddenly surrounded the town of Morehead. Everybody gave in except Craig Toliver, Jay Toliver, Bud Toliver, and Hiram Cook, who barricaded themselves in the railroad station, where all of them were shot dead by the posse.

“Boone Logan was indicted for murder. At the trial he admitted the killings; but he showed that the feud had cost the lives of not less than twenty-three men, that not one person had been legally punished for these murders, and that he had acted for the good of the public in ending this infamous struggle. The court accepted this view of the case, the community sustained it, and the “war” was closed.”

EvX: older homicide stats are not trustworthy.

“It should be understood that national and state politics cut little or no figure in these “wars.” Local politics in most of the mountain counties is merely a factional fight, in which family matters and business interests are involved, and the contest becomes bitterly personal on that account. This explains most of the collusion or partisanship of county officers and their remissness in enforcing the law in murder cases. Family ties or political alliances override even the oath of office.”

On the Origins of “poor whites” and Appalachians:

“The unfortunate class known as poor whites in the South is descended mainly from the convicts and indentured servants with which England supplied labor to the southern plantations before slavery days. The Cavaliers who founded and dominated southern society came from the conservative, the feudal element of England. Their character and training were essentially aristocratic and military. They were not town-dwellers, but masters of plantations. Their chief crop and article of export was tobacco. The culture of tobacco required an abundance of cheap and servile labor.

“On the plantations there was little demand for skilled labor, small room anywhere for a middle class of manufacturers and merchants, no inducement for independent farmers who would till with their own hands. Outside of the planters and a small professional class there was little employment offered save what was menial and degrading. Consequently the South was shunned, from the beginning, by British[Pg 357] yeomanry and by the thrifty Teutons such as flocked into the northern provinces. The demand for menials on the plantations was met, then, by importing bond-servants from Great Britain. These were obtained in three ways.—

1. Convicted criminals were deported to serve out their terms on the plantations. Some of these had been charged only with political offenses, and had the making of good citizens; but the greater number were rogues of the shiftless and petty delinquent order, such as were too lazy to work but not desperate enough to have incurred capital sentences.

2. Boys and girls, chiefly from the slums of British seaports, were kidnapped and sold into temporary slavery on the plantations.

3. Impoverished people who wished to emigrate, but could not pay for their passage, voluntarily sold their services for a term of years in return for transportation. …

“Then came a vast social change. At a time when the laboring classes of Europe had achieved emancipation from serfdom, and feudalism was overthrown, African slavery in our own Southland laid the foundation for a new feudalism. Southern society reverted to a type that the rest of the civilized world had outgrown.

“The effect upon white labor was deplorable. The former bond-servants were now freedmen, it is true, but freedmen shorn of such opportunities as they were fitted to use. Sprung from a more or less degraded stock, still branded by caste, untrained to any career demanding skill and intelligence, devitalized by evil habits of life, densely ignorant of the world around them, these, the naturally shiftless, were now turned out into the backwoods to shift for themselves. It was inevitable that most of them should degenerate even below the level of their former estate, for they were no longer forced into steady industry.

“The white freedmen generally became squatters on such land as was unfit for tobacco, cotton, and other crops profitable to slave-owners. As the plantations expanded, these freedmen were pushed further and further back upon more and more sterile soil. They became “pine-landers” or “piney-woods-people,” “sand-hillers,” “knob-people,” “corn-crackers” or “crackers,” gaining a bare subsistence from corn planted and “tended” chiefly by the women and children, from hogs running wild in the forest, and from desultory hunting and fishing. As a class, such whites lapsed into sloth and apathy. Even the institution of slavery they regarded with cynical tolerance, doubtless realizing that if it were not for the blacks they would be slaves themselves.”

EvX: Note: the image of the lazy, apathetic Southern white was mostly caused by chronic anemia due to epidemic levels of hookworm infection. Hookworms came with the African slaves, who were at least somewhat adapted and thus resistant to their effects, and quickly infected the local whites (the poorest of whom had no shoes and worked barefoot in the fields, spreading, yes, human waste for fertilizer on the crops) who had much less evolved resistance to the worms…

“Now these poor whites had nothing to do with settling the mountains. …

“The first frontiersmen of the Appalachians were those Swiss and Palatine Germans who began flocking into Pennsylvania about 1682. They settled westward of the Quakers in the fertile limestone belts at the foot of the Blue Ridge and the Alleghanies. Here they formed the Quakers’ buffer against the Indians, and, for some time, theirs were the westernmost settlements of British subjects in America. These Germans were of the Reformed or Lutheran faith. They were strongly democratic in a social sense, and detested slavery. They were model farmers and many of them were skilled workmen at trades.

“Shortly after the tide of German immigration set into Pennsylvania, another and quite different class of foreigners began to arrive in this province, attracted hither by the same lodestones that drew the Germans, namely, democratic institutions and religious liberty. These newcomers were the Scotch-Irish, or Ulstermen of Ireland. …

“Being by tradition and habit a border people the Scotch-Irish pushed to the extreme western fringe of settlement amid the Alleghanies. They were not over-solicitous about the quality of soil. When Arthur Lee, of Virginia, was telling Doctor Samuel Johnson, in London, of a colony of Scotch who had settled upon a particularly sterile tract in western Virginia, and had expressed his wonder that they should do so, Johnson replied, “Why, sir, all barrenness is comparative: the Scotch will never know that it is barren.”

“West of the Susquehanna, however, the land was so rocky and poor that even the Scotch shied at it, and so, when eastern Pennsylvania became crowded, the overflow of settlers passed not westward but southwestward, along the Cumberland Valley, into western Maryland, and then into the Shenandoah and those other long, narrow, parallel valleys of western Virginia that we noted in our first chapter. This western region still lay unoccupied and scarcely known by the Virginians themselves. Its fertile lands were discovered by Pennsylvania Dutchmen. The first house in western Virginia was erected by one of them, Joist Hite, and he established a colony of his people near the future site of Winchester. A majority of those who settled in the eastern part of the Shenandoah Valley were Pennsylvania Dutch, while the Scotch-Irish, following in their train, pushed a little to the west of them and occupied more exposed positions. There were representatives of other races along the border: English, Irish, French Huguenots, and so on; but everywhere the Scotch-Irish and Germans predominated.”


EvX: If you aren’t already familiar with the Appalachian chain, a god look at a topographic map reveals that the easiest area for introgression is around Pennsylvania, then southward through parallel mountain valleys, rather than westward over the tops of the mountains.


Book Club: The Code Economy chs. 3-4: Machines and Computers

Machines are fascinating.

Imagine if we discovered, by some chance, in a previously unexplored niche of the world, a group of “people” who looked exactly like us, but had no technology at all: no fire, no pots, no textiles, not even an Acheulean hand axe. Let us further assume that they were not merely feral children who’d gotten lost in the woods, but an actual community that had sustained itself for generations, and that all attempts to introduce them to the art of tool-making failed. They could not, despite often watching others build fires or throw pots, make their own–much less understand and join in a modern economy. (A bulldog can learn to ride a skateboard, but it cannot learn to make a skateboard.)

What would we think of them? Would they be “human”? Even though they look like us, they could only live in houses and wear clothes if we gave those to them; if not given food, they would have to stay in their native environment and hunt.

It is hard to imagine a “human” without technology, nor explaining the course of human history without the advance of technology. The rise of trans-Atlantic discovery, trade, and migration that so fundamentally shaped the past 500 years cannot be explained without noting the development of superior European ships, maps, and navigational techniques necessary to make the journey. Why did Europe discover America and not the other way around? Many reasons, but fundamentally, because the Americans of 1492 didn’t have ships that could make the journey and the Europeans did.

The Romans were a surprisingly advanced society, technology wise, and even during the High Middle Ages, European technology continued to advance, as with the spread of wind and water mills. But I think it was the adoption of (Hindu-)Arabic numerals, popularized among mathematicians in the 1200s by Fibonacci, but only adopted more widely around the 1400s, that really allowed the Industrial and Information Revolutions to occur. (Roman numerals are just awful for any maths.)

An 18th century set of Napier’s Bones

From the Abacus and Fibonacci’s Liber Abaci, Napier developed his “bones,” the first European mechanical calculating machine, in 1617. These were followed by Pascal’s Calculator in 1642, the slide rule (early 1600s,) and Leibniz’s Stepped Reckoner in 1672. After that, progress on the adding machine problem was so rapid that it does not do to list all of the devices and prototypes devised, but we may mention Gaspard de Prony’s impressive logarithmic and trigonometric mathematical tables, for use by human “calculators”, and Babbage‘s analytical and difference machines. The Arithmometer, patented in 1820, was the first commercially successful mechanical calculator, used in many an office for nearly a century.

The history of mechanical computing devices wouldn’t be complete without reference to the parallel development of European clocks and watches, which pioneered the use of gears to translate movement into numbers, not to mention the development of an industry capable of manufacturing small, high-quality gears to reasonably high tolerances.

Given this context, I find our culture’s focus on Babbage–whose machines, while impressive, was never actually built–and his assistant Ada of Lovelace, a bit limited. Their contributions were interesting, but taken as a whole, the history is almost an avalanche of innovations.

Along the way, the computer has absorbed many technological innovations from outside computing–the Jacquard Loom pioneered the use of punch cards; the lightbulb pioneered the vacuum tubes that eventually filled Colossus and ENIAC.

But these early computers had a problem: vacuum tubes broke often.

During and immediately after World War II a phenomenon named “the tyranny of numbers” was noticed, that is, some computational devices reached a level of complexity at which the losses from failures and downtime exceeded the expected benefits.[2] Each Boeing B-29 (put into service in 1944) carried 300–1000 vacuum tubes and tens of thousands of passive components.[notes 4] The number of vacuum tubes reached thousands in advanced computers and more than 17,000 in the ENIAC (1946).[notes 5] Each additional component reduced the reliability of a device and lengthened the troubleshooting time.[2] Traditional electronics reached a deadlock and a further development of electronic devices required reducing the number of their components.


…the 1946 ENIAC, with over 17,000 tubes, had a tube failure (which took 15 minutes to locate) on average every two days. The quality of the tubes was a factor, and the diversion of skilled people during the Second World War lowered the general quality of tubes.[29]

The invention of the semiconductor further revolutionized computing–bringing us a long way from the abacus of yesterday.

Chapter 3 takes a break from the development of beautiful machines to examine their effects on humans. Auerswald writes:

By the twentieth century, the systematic approach to analyzing the division of labor that de Prony developed would have a name: management science. the first and foremost proponent of management science was Frederick Winslow Taylor, a child of privilege who found his calling in factories. …

This first experience of factory work gave Taylor an understanding of the habits of workers that was as intimate as it was, ultimately, unfavorable. Being highly organized and precise by nature, Taylor was appalled at the lax habits and absence of structure that characterized the early twentieth-century factory floor. … However, Taylor ultimately concluded that the blame did not lie with the workers but in the lack of rigorously considered management techniques. At the center of management, Taylor determined, was the capacity to precisely define the tasks of which a “job” was comprised.

What distinguished Taylor was his absolute conviction that worker could not be left on their own to define, much less refine, the tasks that comprised their work. He argued that authority must be fully vested in scientifically determined routine–that is to say, code.

Sounds hellish.

I know very little of management science beyond what can be found in Charlie Chaplin’s Modern Times. According to Wikipedia, Vladimir Lenin described Taylorism as a “‘scientific’ system of sweating” more work from laborers.[3] However, in Taylor’s defense, I don’t think the adoption of Taylorism ever resulted in the mass starvation of millions of people, so maybe Lenin should shut up was wrong. Further:

In the course of his empirical studies, Taylor examined various kinds of manual labor. For example, most bulk materials handling was manual at the time; material handling equipment as we know it today was mostly not developed yet. He looked at shoveling in the unloading of railroad cars full of ore; lifting and carrying in the moving of iron pigs at steel mills; the manual inspection of bearing balls; and others. He discovered many concepts that were not widely accepted at the time. For example, by observing workers, he decided that labor should include rest breaks so that the worker has time to recover from fatigue, either physical (as in shoveling or lifting) or mental (as in the ball inspection case). Workers were allowed to take more rests during work, and productivity increased as a result.[11]


By factoring processes into discrete, unambiguous units, scientific management laid the groundwork for automation and offshoring, prefiguring industrial process control and numerical control in the absence of any machines that could carry it out. Taylor and his followers did not foresee this at the time; in their world, it was humans that would execute the optimized processes. (For example, although in their era the instruction “open valve A whenever pressure gauge B reads over value X” would be carried out by a human, the fact that it had been reduced to an algorithmic component paved the way for a machine to be the agent.) However, one of the common threads between their world and ours is that the agents of execution need not be “smart” to execute their tasks. In the case of computers, they are not able (yet) to be “smart” (in that sense of the word); in the case of human workers under scientific management, they were often able but were not allowed. Once the time-and-motion men had completed their studies of a particular task, the workers had very little opportunity for further thinking, experimenting, or suggestion-making. They were forced to “play dumb” most of the time, which occasionally led to revolts.

While farming has its rhythms–the cows must be milked when the cows need to be milked, and not before or after; the crops must be harvested when they are ripe–much of the farmer’s day is left to his own discretion. Whether he wants to drive fence in the morning and hoe the peas in the afternoon, or attend to the peas first and the fence later is his own business. If he wants to take a nap or pause to fish during the heat of the day it is, again, his own business.

A factory can’t work like that. If the guy who is supposed to bolt the doors onto the cars can’t just wander off to eat a sandwich and use the restroom whenever he feels like it, nor can he decide that today he feels like installing windshields. Factories and offices allow many men to work together by limiting the scope of each one’s activities.

Is this algorithmisation of labor inhuman, and should we therefore welcome its mechanization and automation?

Why are there no Han Chinese Fields Medalists?

IQ by country

I am specifically referring to Han Chinese from the People’s Republic of China (hereafter simply called “China,”) but wanted to keep the title to a reasonable length.

There are about a billion Han Chinese. They make up about 90% of the PRC, and they have some of the highest average IQs on the planet, with particularly good math scores.

Of the 56 Fields Medals (essentially, the Nobel for Math) awarded since 1936, 12 (21%) have been French. 14 or 15 have been Jewish, or 25%-27%.

By contrast, 0 have been Han Chinese from China itself.

France is a country of 67.15 million people, of whom about 51 million are native French. The world has about 14-17.5 million Jews. China has about 1.37 billion people, of whom 91.51% are Han, or about 1.25 billion.

Two relatively Chinese people have won Fields medals:

Shing-Tung Yau was born in China, but is of Hakka ancestry (the Hakka are an Asian “market-dominant minority,”) not Han. His parents moved to Hong Kong when he was a baby; after graduating from the Chinese University of Hong Kong, he moved to the US, where he received his PhD from Berkley. Yau was a citizen of British-owned Hong Kong (not the People’s Republic of China), when he won the Fields Medal, in 1982; today he holds American citizenship.

Terence Tao, the 2006 recipient, is probably Han (Wikipedia does not list his ethnicity.) His father hailed from Shanghai, China, but moved to Hong Kong, where he graduated from medical school and met Tao’s mother, another Hong Kong-ian. Tao himself was born in Australia and later moved to the US. (Tao appears to be a dual Australian-American citizen.)

(With only 7.4 million people, Hong Kong is doing pretty well for itself in terms of Fields Medalists with some form of HK ancestry or citizenship.)

Since not many Fields Medals have been awarded, it is understandable why the citizens of small countries, even very bright ones, like Singapore, might not have any. It’s also understandable why top talent often migrates to places like Hong Kong, Australia, or the US. But China is a huge country with a massive pool of incredibly smart people–just look at Shanghai’s PISA scores. Surely Beijing has at least a dozen universities filled with math geniuses.

So where are they?

Is it a matter of funding? Has China chosen to funnel its best mathematicians into applied work? A matter of translation? Does the Fields Medal Committee have trouble reading papers written in Chinese? A matter of time? Did China’s citizens simply spent too much of the of the past century struggling at the edge of starvation to send a bunch of kids off to university to study math, and only recently achieved the level of mass prosperity necessary to start on the Fields path?

Whatever the causes of current under-representation, I have no doubt the next century will show an explosion in Han Chinese mathematical accomplishments.

Homeschooling Corner: A Mathematician’s Lament, by Paul Lockhart

Paul Lockhart’s A Mathematician’s Lament: How School Cheats us of our Most Fascinating and Imaginative Artform is a short but valuable book, easily finished in an afternoon.

Lockhart’s basic take is that most of us have math backwards. We approach (and thus teach) it as useful but not fun–something to be slogged through, memorized, and then avoided as much as possible. By contrast, Lockhart sees math as more fun than useful.

I do not mean that Lockhart denies the utility of balancing your checkbook or calculating how much power your electrical grid can handle, but most of the math actual mathematicians do isn’t practical. They do it because they enjoy it; they love making patterns with numbers and shapes. Just because paint has a very practical use in covering houses doesn’t mean we shouldn’t encourage kids to enjoy painting pictures; similarly, Lockhart wants kids to see mathematics as fun.

But wait, you say, what if this loosey-goosey, free-form, new math approach results in kids who spend a lot of time trying to re-derive pi from first principles but never really learning algebra? Lockhart would probably counter that most kids never truly master algebra anyway, so why make them hate it in the process? Should we only let kids who can paint like the Masters take art class?

If you and your kids already enjoy math, Lockhart may just reinforce what you already know, but if you’re struggling or math is a bore and a chore, Lockhart’s perspective may be just what you need to turn things around and make math fun.

For example: There are multiple ways to group the numbers during double-digit multiplication, all equally “correct”; the method you chose is generally influenced by things like your familiarity with double-digit multiplication and the difficulty of the problem. When I observed one of my kids making errors in multiplication because of incorrect regrouping, I showed them how to use a more expanded way of writing out the numbers to make the math clearer–promptly eliciting protests that I was “doing it wrong.” Inspired by Lockhart, I explained that “There is no one way to do math. Math is the art of figuring out answers, and there are many ways to get from here to there.” Learning how to use a particular approach—“Put the numbers here, here, and here and then add them”–is useful, but should not be elevated above using whatever approach best helps the child understand the numbers and calculate the correct answers.

The only difficulty with Lockhart’s approach is figuring out what to actually do when you sit down at the kitchen table with your kids, pencil and paper in hand. The book has a couple of sample lessons but isn’t a full k-12 curriculum. It’s easy to say, “I’m going to do a free-form curriculum that requires going to the library every day and uses every experience as a learning opportunity,” and rather harder to actually do it. With a set curriculum, you at least know, “Here’s what we’re going to do today.”

My own personal philosophy is that school time should be about 50% formal instruction and 50% open-ended exploration. Kids need someone to explain how the alphabet works and what these funny symbols on the math worksheet mean; they also need time to read fun books and play with numbers. They should memorize their times tables, but a good game can make times tables fun. In short, I think kids should have both a formal, straightforward curriculum or set of workbooks (I have not read enough math textbooks to recommend any particular ones,) and a set of math enrichment activities, like tangrams, pattern blocks, reading about Penrose the Mathematical Cat, or watching Numberphile on YouTube.

(Speaking of Penrose, I thought the chapter on binary went right over my kids’ heads, but yesterday they returned all of their answers in math class in binary, so I guess they picked up more than I gave them credit for.) is an interesting website I recently discovered. So far we’ve only done two of the activities, but they were cute and I suspect the website will make a useful addition to our lessons. If you’ve used it, I’d love to hear your thoughts on it.

That’s all for now. Happy learning!

Anthropology Friday: Appalachia, pt 2/4

Gutierrez map of 1562 showing Appalachia

Welcome back to Anthropology Friday. Today were are continuing with Kephart’s Our Southern Highlanders, published in 1913.

Physical appearance:

“Spartan diet does not put on flesh. Still, it should be noted that long legs, baggy clothing, and scantiness or lack of underwear make people seem thinner than they really are. Our highlanders are conspicuously a tall race. Out of seventy-six men that I have listed just as they occurred to me, but four are below average American height and only two are fat. About two-thirds of them are brawny or sinewy fellows of great endurance. The others generally are slab-sided, stoop-shouldered, but withey. The townsfolk and the valley farmers, being better nourished and more observant of the prime laws of wholesome living, are noticeably superior in appearance but not in stamina.”

EvX: I cannot help but think we have lost something of healthy stamina.

“There is a wealthy man known to everyone around Waynesville, who, being asked where he resided, as a witness in court, answered: “Three, four miles up and down Jonathan Creek.” The judge was about to fine him for contempt, when it developed that the witness spoke literal truth. He lives neither in house nor camp, but perambulates his large estate and when night comes lies down wherever he may happen to be. In winter he has been known to go where some of his pigs bedded in the woods, usurp the middle for himself, and borrow comfort from their bodily heat.”

EvX: I do not now about you, but I feel a kind of kinship with this man. Often I feel a restlessness, a sense that I am trapped by the walls of my house. It is not a dissatisfaction with the people in my house–toward them I feel no restlessness at all–but the house itself.

I am at peace again when I find myself in the woods, the trees towering over me; I am at peace in the snow, drifting through a blizzard. I am at peace in a fog, the world shut out by a faded haze. In the distance I see the mountains, and though I am walking to the playground or the shops they tug at me, and I am always tempted to turn my feet and just keep going until I arrive.

I do not want a large or fancy house; I just want to live in the woods among the plants and people I love.

But back to the man in the woods in the court:

“This man is worth over a hundred thousand dollars. He visited the world’s fairs at Chicago and St. Louis, wearing the old long coat that serves him also as blanket, and carrying his rations in a sack. Far from being demented, he is notoriously so shrewd on the stand and so learned in the law that he is formidable to every attorney who cross-questions him.”


“The first settlers of Appalachia mainly were Presbyterians, as became Scotch-Irishmen, but they fell away from that faith, partly because the wilderness was too poor to support a regular ministry, and partly because it was too democratic for Calvinism with its supreme authority of the clergy. This much of seventeenth century Calvinism the mountaineer retains: a passion for hair-splitting argument over points of doctrine, and the cocksure intolerance of John Knox; but the ancestral creed itself has been forgotten.

“The circuit-rider, whether Methodist or Baptist, found here a field ripe for his harvest. Being himself self-supporting and unassuming, he won easily the confidence of the people. He preached a highly emotional religion that worked his audience into the ecstasy that all primitive people love. And he introduced a mighty agent of evangelization among outdoor folk when he started the camp-meeting.

“The season for camp-meetings is from mid-August to October. The festival may last a week in one place. It is a jubilee-week to the work-worn and home-chained women, their only diversion from a year of unspeakably monotonous toil. And for the young folks, it is their theater, their circus, their county fair. (I say this with no disrespect: “big-meetin’ time” is a gala week, if there be any such thing at all in the mountains—its attractiveness is full as much secular as spiritual to the great body of the people.)”

EvX: Vacation Bible Camp is still a thing, of course.

“It is a camp by day only, or up to closing time. No mountaineer owns a tent. Preachers  and exhorters are housed nearby, and visitors from all the country scatter about with their friends, or sleep in the open, cooking their meals by the wayside.

“In these backwoods revival meetings we can witness to-day the weird phenomena of ungovernable shouting, ecstasy, bodily contortions, trance, catalepsy, and other results of hypnotic suggestion and the contagious one-mindedness of an overwrought crowd. This is called “taking a big through,” and is regarded as the madness of supernatural joy. It is a mild form of that extraordinary frenzy which swept the Kentucky settlements in 1800, when thousands of men and women at the camp-meetings fell victims to “the jerks,” “barking exercises,” erotic vagaries, physical wreckage, or insanity, to which the frenzy led.

Christian snake handlers

“Many mountaineers are easily carried away by new doctrines extravagantly presented. Religious mania is taken for inspiration by the superstitious who are looking for “signs and wonders.” At one time Mormon prophets lured women from the backwoods of western Carolina and eastern Tennessee. Later there was a similar exodus of people to the Castellites, a sect of whom it was commonly remarked that “everybody who joins the Castellites goes crazy.” In our day the same may be said of the Holy Rollers and Holiness People.”

EvX: Wikipedia appears to have nothing on the Castellites, but Wiktionary says they were a religious group in North Carolina in the late 19th century.


“An editor who had made one or two short trips into the mountains once wrote me that he thought the average mountaineer’s vocabulary did not exceed three hundred words. This may be a natural inference if one spends but a few weeks among these people and sees them only under the prosaic conditions of workaday life. But gain their intimacy and you shall find that even the illiterates among them have a range of expression that is truly remarkable. I have myself taken down from the lips of Carolina mountaineers some eight hundred dialectical or obsolete words, to say nothing of the much greater number of standard English terms that they command. …

“Our highlander often speaks in Elizabethan or Chaucerian or even pre-Chaucerian terms. His pronoun hit antedates English itself, being the Anglo-Saxon neuter of he. Ey God, a favorite expletive, is the original of egad, and goes back of Chaucer. Ax for ask and kag for keg were the primitive and legitimate forms, which we trace as far as the time of Layamon. When the mountain boy challenges his mate: “I dar ye—I ain’t afeared!” his verb and participle are of the same ancient and sterling rank. Afore, atwixt, awar, heap o’ folks, peart, up and done it, usen for used, all these everyday expressions of the backwoods were contemporary with the Canterbury Tales.

“A man said to me of three of our acquaintances: “There’s been a fray on the river—I don’t know how the fraction begun, but Os feathered into Dan and Phil, feedin’ them lead.” He meant fray in its original sense of deadly combat, as was fitting where two men were killed. Fraction for rupture is an archaic word, rare in literature, though we find it in Troilus and Cressida. “Feathered into them!” Where else can we hear to-day a phrase that passed out of standard English when “villainous saltpetre” supplanted the long-bow? It means to bury an arrow up to the feather, as when the old chronicler Harrison says, “An other arrow should haue beene fethered in his bowels.”

Social Organization (or lack thereof):

“Bear in mind that in the mountains every person is accorded the consideration that his own qualities entitle him to, and no whit more. It has always been so. Our Highlanders have neither memory nor tradition of ever having been herded together, lorded over, persecuted or denied the privileges of free-men. So, even within their clans, there is no servility nor any headship by right of birth. Leaders arise, when needed, only by virtue of acknowledged ability and efficiency. In this respect there is no analogy whatever to the clan system of ancient Scotland, to which the loose social structure of our own highlanders has been compared.

“We might expect such fiery individualism to cool gradually as population grew denser; but, oddly enough, crowding only intensifies it in the shy backwoodsman. Neighborliness has not grown in the mountains—it is on the wane. There are to-day fewer log-rollings and house-raisings, fewer husking bees and quilting parties than in former times; and no new social gatherings have taken their place. Our mountain farmer, seeing all arable land taken up, and the free range ever narrowing, has grown jealous and distrustful, resenting the encroachment of too many sharers in what once he felt was his own unfenced domain. And so it has come about that the very quality that is his strength and charm as a man—his staunch individualism—is proving his weakness and reproach as a neighbor and citizen. The virtue of a time out-worn has become the vice of an age new-born.

The mountaineers are non-social. As they stand to-day, each man “fighting for his own hand, with his back against the wall,” they recognize no social compact. Each one is suspicious of the other. Except as kinsmen or partisans they cannot pull together. Speak to them of community of interests, try to show them the advantages of co-operation, and you might as well be proffering advice to the North Star. They will not work together zealously even to improve their neighborhood roads, each mistrusting that the other may gain some trifling advantage over himself or turn fewer shovelfuls of earth. Labor chiefs fail to organize unions or granges among them because they simply will not stick together.”


Which came first, the City or the Code? (book club Code Economy Ch 2)

The Code of Hammurabi

Writing, which is itself a form of code, enable humans to communicate code. Cities grow as code evolves. –Auerswald

Welcome to The Code Economy: A Forty-Thousand Year History, by Philip E. Auerswald. Chapter Two: Code looks at two epochal developments in human history: writing and cities.

One of the earliest pieces of writing we have uncovered is the Sumerian Hymn to Ninkasi, Goddess of Beer, which contains, yes, a recipe for making beer (translation by Miguel Civil):

Your father is Enki, Lord Nidimmud,
Your mother is Ninti, the queen of the sacred lake.
Ninkasi, your father is Enki, Lord Nidimmud,
Your mother is Ninti, the queen of the sacred lake.

You are the one who handles the dough [and] with a big shovel,
Mixing in a pit, the bappir with sweet aromatics,
Ninkasi, you are the one who handles the dough [and] with a big shovel,
Mixing in a pit, the bappir with [date] – honey,

You are the one who bakes the bappir in the big oven,
Puts in order the piles of hulled grains,
Ninkasi, you are the one who bakes the bappir in the big oven,
Puts in order the piles of hulled grains,

You are the one who waters the malt set on the ground,
The noble dogs keep away even the potentates,
Ninkasi, you are the one who waters the malt set on the ground,
The noble dogs keep away even the potentates,

You are the one who soaks the malt in a jar,
The waves rise, the waves fall.
Ninkasi, you are the one who soaks the malt in a jar,
The waves rise, the waves fall.

You are the one who spreads the cooked mash on large reed mats,
Coolness overcomes,
Ninkasi, you are the one who spreads the cooked mash on large reed mats,
Coolness overcomes,

You are the one who holds with both hands the great sweet wort,
Brewing [it] with honey [and] wine
(You the sweet wort to the vessel)
Ninkasi, (…)(You the sweet wort to the vessel)

The filtering vat, which makes a pleasant sound,
You place appropriately on a large collector vat.
Ninkasi, the filtering vat, which makes a pleasant sound,
You place appropriately on a large collector vat.

When you pour out the filtered beer of the collector vat,
It is [like] the onrush of Tigris and Euphrates.
Ninkasi, you are the one who pours out the filtered beer of the collector vat,
It is [like] the onrush of Tigris and Euphrates.

Sumerian tablet recording the allocation of beer

You guys requested beer or wine with your books, so here you go.

The hymn contains two layers of code–first, there is the code which allows each symbol or character to stand for a particular sound, which let the author write down the recipe and you, thousands of years later, decode and read the recipe; and second, there is the recipe itself, a code for producing beer.

The recipe’s code likely far predates the hymn itself, as humans had begun brewing beer at least a couple thousand years earlier.

Writing and cities go hand in hand; it is difficult to imagine managing the day-to-day need to import food (and water) for thousands of people without some ability to encode information. As cities grow larger, complexity grows: one man in the woods may relieve himself behind a tree; thousands of people packed into a square mile cannot.

Each solved problem, once routinized, becomes its own layer of code, building up as the city itself expands; a city of thousands or millions of people cannot solve each person’s problems anew each day.

Gobekli Tepe, Turkey

But which came first, the city or the alphabet? Did the growth of cities spur innovations that improved agricultural output, or did agricultural innovations spur the growth of cities?

For example, settlement and construction appear to have gotten underway at Jericho (one of the world’s oldest inhabited cities) around 9 or 10,000 BC and at the mysterious Gobekli Tepe site began around 7-9,000 BC, before agriculture emerged in the region.

Writing developed a fair bit later, developing from clay shapes to shapes impressed in clay between 8,000 and 4,000 BC.

Amphitheater, Norte Chico, Peru

Others of the world’s earliest civilizations had either no or very little writing. The Norte Chico civilization of Peru, for example; by the time the Spaniards arrived, the Inca had an accounting system based on the quipu, a kind of string abacus, but appear to have not yet developed a true writing system, despite their palaces, cities, roads, emperor, and tax collectors. (Here is my previous post on Norte Chico.)

The Great Bath of Mohenjo-daro

The extensive Indus Valley civilization had some form of symbolic encoding, but few of their inscriptions are longer than 4 or 5 characters–the longest inscription found so far is 26 symbols, spread over three different sides of an object. Not exactly an epic–but the Indus Valley Civilization was nevertheless quite large and impressive, supporting perhaps 5 million people. (Previous post on the Indus Valley.)

Auerswald documents some of the ways cities appear to drive innovation–and to “live”:

The Santa Fe team found that cities are like biological organisms when it comes to “metabolic” urban processes that are analogous to nutrient supply and waste removal–transportation, for example, ha a branching structure much like veins or bronchi–but that cities differ fundamentally from biological organisms when it comes to indicators reflecting the creation and transmission of code. measuring the size of cities based on population and on the urban “metabolism” using metrics such as wages, GDP, electric power and gasoline consumption, and total  road surface, the team found a systematic relationship between city size and indicators of the supply of “nutrients” and waste removal… However, while metabolic indicators do not keep pace with the size of cities as they grow, indicators relating to the creation and transmission of code increase at a greater rate than city size. … In short, the creation of ideas accelerates with city growth, whereas the cost of new infrastructure is minimized.

This intriguing macro-level departure from the inverse relationships that hold for organisms ends up risking more questions about the evolution of cities than it answers: What mechanism enables larger cities to produce disproportionately more innovation and wealth than smaller cities?

Data Economy has a fascinating article in a similar vein: Street Smarts: The Rise of the Learning City:

The city as a brain

An amalgam of terms that have been used for parallel conceptions of the Smart City among them cyberville, digital city, electronic communities, flexicity, information city, intelligent city, knowledge-based city, MESH city, telecity, teletopia, ubiquitous city, wired city.

However the one I would like to propose, with population movement in mind, is The Learning City.

The term is based on a combination of two theories The Ego City and The Flynn Effect.

In 2009 Neurobiologist Mark Changizi from the Rensselaer Polytechnic Institute released a paper entitled Ego City: Cities Are Organized Like Human Brain.

Changizi sees strikingly real similarities between the brain and a city.

The central idea being that they organise and evolve similarly due to the need for efficiency.

As brains grow more complex from one species to the next, they change in structure and organisation in order to achieve the right level of reciprocity.

This is analogous to the widening of streets in cities.

The research team found mutual “scaling laws” for brains and cities.

For example, as the surface area of a brain or city grows, the number of connectors (neurons or highways) increased at a similar rate for each.

Likewise, a bigger city needs more highway exits in the same proportion as a bigger brain needs more synapses connecting neurons.

“The brain is like a city.

Cities develop and grow bigger and may get problems with roads and infrastructure, which is similar to what happens to our brains when we get older”, notes Håkan Fischer, Professor of Biological Psychology at the Department of Psychology at Stockholm University.

 The learning city

This is curious when taken in the context of The Flynn Effect.

Intelligence Researcher James Flynn found that every decade without fail the human population scored higher on IQ tests.

An average increase of 3 points per decade.

His thesis suggests that the more information we as humans have to absorb and compute leads to an increase in IQ.

In this instance the increased information is data collected within the city.

As cities gain more data they adapt and in turn get smarter.

Human brains faced with a busier world filled with more information brings about an increase in IQ from generation to generation.

As people migrant to cities creating a more complex environment for the city it to must gather this data, learn and raise its Smart City IQ.

This is The Learning City.

On the other hand, the data Auerswald cites–from the “Santa Fe Team”–only looks at cities from the US, China, the EU, and Germany. How would this data look if it incorporated other megacities, like Manila, Philippines (the world’s densest city); Sao Paolo, Brazil; Bombay, India; Caracas, Venezuela; Karachi, Pakistan; or Jakarta, Indonesia? Of the world’s ten biggest cities, only two–Seoul, #1, and Tokyo, #10–are in the first world. (#9 Shanghai, is well on its way.)

#2 Sao Paolo might be more energy efficient than villages in the Brazilian hinterland (or it may not, as such towns may not even have electricity,) but does it produce more innovation than #11 New York City? (No American city made the top 10 by population.)

If cities are drivers of innovation, why are so many of the biggest in the third world? Perhaps third world countries offer their citizens so little that they experience a form of extreme brain drain, with everyone who can fleeing to the most productive regions. Or perhaps these cities are simply on their way–in a century, maybe Sao Paolo will be the world’s next Shanghai.

The city, by definition, is civilization–but does the city itself spur innovation? And are cities, themselves, living things?

Geoffrey West has some interesting things to say on this theme:

“How come it is very hard to kill a city? You can drop an atom bomb on a city, and 30 years later, it’s surviving.”

Here’s a transcript of the talk.

Hiroshima in 1945:

Hiroshima today:

Hiroshima montage

Detroit, 1905:

Belle Isle Park, Detroit, 1905–h/t Photos of Detroit’s Golden Age

Detroit today:

Detroit Book Depository

“Bombs don’t destroy cities; people destroy cities.”

I Dream of 3D: Makerbot, IP, and the advance of Technology

There is an oddly fascinating documentary on Netflix about 3D Printers, Print the Legend. The story follows two startups–MakerBot and Formlabs–and three established companies–Stratasys, PrintForm and 3D Systems.

I don’t think we’re heading toward a micro-industrial revolution, a 3D printer in every backyard, but they have many interesting possibilities:

3D printing seems perfect for reasonably small, individually customized items like prosthetics, dentures, hearing aids, and shoe inserts. I can easily imagine a vending machine at the shoe store that takes an impression of your feet and then prints custom inserts while you wait–like the photo booth that prints silly pictures of you and your friends.

But let’s discuss possibilities later–today we’re discussing MakerBot, IP, and learning curve. MakerBot was founded in 2009 by Adam Mayer, Zach Smith, and Bre Pettis. The original MakerBot Printers were quite cute, with a DIY, home-hobbiest feel. (They were, in fact, DIY-kits you assembled yourself.) Later MakerBots, by contrast, look like digital ovens and come pre-assembled–aimed at the “professional consumer” market.

In its early days, MakerBot was a creativity-driven startup cobbling everything together in a warehouse where, as they put it, new employees even had to build their own chair when they arrived.

In those days, MakerBot attracted the sorts of hacker nerds who wanted to work in a startup warehouse, and adhered to hacker ethics: the hardware was open-source.

Open-Source hardware meant you could copy their design and build your own, or you could modify your MakerBot and share your innovations with the broader MakerBot community. With an enthusiastic community working together, it wasn’t long before user-created innovations were incorporated back into the MakerBot’s products.

MakerBot also launched Thingiverse, essentially the MakerBot Open-Source community’s home and database on the web.

As MakerBot moved from startup dream to reality, the culture changed. By mid-2011, they had sold about 3,500 bots. In late 2011, The Foundry Group (venture capitalists) invested $10 million and joined the company’s board. In 2012, Bre Pettis pushed out co-founder Zach Smith, (who wanted to remain true to their founding principles.) A month later, the company moved from its startup garage to a New York apartment office headquarters in the sky.

Bre Pettis fired about 100 people (they only had 125 employees when they moved) and hired far more. These new employees weren’t hacker nerds; they were the kinds of people who wanted to wear suits and work in an office.

A few months later, in a massively controversial move, MakerBot went closed-source.

By June of 2013, they had sold 22,000 printers, and competitor Stratasys Incorporated decided to eliminate them by buying them for $604 million. Good deal for Bre Pettis; shitty for Zach Smith and all of the folks in the MakerBot community whose Open Source hardware ideas eventually made Pettis rich.

In 2016, MakerBot/Stratasys moved their manufacturing plant from New York to China.

Did MakerBot do wrong by transitioning from Open to Closed source? Did they cheat the people who helped them grow, or did they make a wise economic decision?

The growth curve for new startups is initially quite flat:

This is actually the growth curve for yeast, but it’s the same for companies. In their first few years, companies experience little–even negative–growth. Only once they reach a particular size and level of competence do corporations enter a period of rapid growth (until, at maturity, they have captured as much of the market as they reasonably can.)

Much of the difficulty for a new company–especially a company that is building a new product–is informational. Where do I buy parts? Where do I buy 10,000 parts? Where can I hire workers? How do I withhold income taxes from paycheques? Where did I put the receipts for those 10,000 widgets I ordered? What do you mean you threw out all of the steel because it wasn’t good enough?

Solving problems and then routinizing those solutions–as Auerswald would put it, developing code–is critical to early growth. More employees means more knowledge and ideas, but employees cost money, and new companies don’t have a lot of money.

Here’s where Open-Source comes in: by expanding the number of people effectively working on the problem (at least on the hardware end), the open-source community greatly increased MakerBot’s effective company size without increasing costs. Free expertise=faster growth. The community also fostered growth by increasing demand for the bots themselves, as each person who contributed quality printing ideas to the Thingiverse databases increased the realm of ideas other makers and potential makers had to be inspired by.

Once the hardware designs were basically perfected, Open-Source could no longer contribute to hardware innovation, and became a liability, as people could simply download blueprints and make their own bots without paying any money to MakerBot. At this point, as MakerBot entered its rapid growth phase, moved to bigger offices and hired a ton of new employees, it abandoned open-source.

There is a very similar phenomenon in the world of writing, but the ethics are regarded very differently. Many aspiring novelists are members of writer’s clubs, critique groups, or fandoms where they post, share, read, and give feedback on each other’s work. This creative foment and mixing of ideas spurs innovation–as when fan works take on a life of their own nearly independent of the original–and refinement, as when a novel is finally polished and sent out to publishers.

In some cases, very popular writers initially built up followings by publishing in fandoms based around established books or movies before transferring that audience to their own, original works. 50 Shades of Gray, for example, started as Twilight fan-fiction before morphing into its own book.

In other words, in their initial, creative phases, many novels are essentially “open;” this allows the writer to draw on the knowledge and expertise of dozens of other writers. When the novel is good enough to consider publication, it becomes “closed;” a published novel costs money. (It is considered good manners, though, to offer a free copy of the novel a a thank-you gift to anyone who gave significant help along the way.)

This is the same open and closed process as MakerBot pursued, but since it is considered normal and completely expected in writing communities for people to take suggestions, incorporate them into their stories, and then try to pitch the stories to agents, no one looks askance at it. I myself have edited many novels, one of which is now an Actually Published Book by a Real Author. I don’t resent that the book I once read for free and offered feedback for now costs money; I’m just happy on behalf of the author and glad I could help.

By contrast, people were surprised by MakerBot’s pivot, even though it made sound business sense. Surprising people tends to piss them off.

Traditional IP is structured so that copyright/patent protection starts at the time of innovation and eventually runs out; it doesn’t really include an open or semi-open period after which the work becomes closed. In writing this is handled by a convention that so long as the entire novel is not openly posted on the internet or elsewhere, the author can still sell the rights to it. I don’t know how things work over in patents, but given the number of patent infringement lawsuits filed every year, attempting to share designs that you would later like to make closed sounds like a potential nightmare.

Nevertheless, I think something like this Open-Closed process would be beneficial for many new companies, especially as they struggle to grow, learn, and optimize. If it were expected, as in writers’ communities, then the pivot to closed-source wouldn’t be seen as a betrayal, but as a sign of success–a company that had made it big.

Spurring innovation doesn’t just help companies and their owners. We all benefit from better products. Amputees benefit from better, cheaper prosthesis. Sick people benefit from better, cheaper medicines. Poor people benefit from better, cheaper houses.

Just imagine three of these, joined together, located anywhere you want to live…


Anthropology Friday: Appalachia, pt 1/4

Jayman’s map of the American Nations

I have wanted to find a good book on some of our own American Nations for a long time, and Kephart’s Our Southern Highlanders (published in 1913,) is just the volume.

The anthropologist, it may be said, is unfair: he looks only at others, and never turns the lens on himself. Appalachia might not be your people, fair reader, but it contains some of mine, thus my interest.

Kephart tries to paint a sympathetic picture, excusing a great deal of misbehavior on the ground that good roads do not exist in the area and so people are cut off from the civilizing effects of the outside world. This may be so, but it does little to blunt the sharper edges of the image he paints.

But let’s begin with dividing the spoils of the hunt (especially important in a world without refrigeration):

“The mountaineers have an odd way of sharing the spoils of the chase. They call it “stoking the meat,” a use of the word stoke that I have never heard elsewhere. The hide is sold, and the proceeds divided equally among the hunters, but the meat is cut up into as many pieces as there are partners in the chase; then one man goes indoors or behind a tree, and somebody at the carcass, laying his hand on a portion, calls out: “Whose piece is this?”

““Granville Calhoun’s,” cries the hidden man, who cannot see it.

““Whose is this?”

““Bill Cope’s.”

“And so on down the line. Everybody gets what chance determines for him, and there can be no charges of unfairness.”

Tracking Ability:

“Our mountaineers habitually notice every track they pass, whether of beast or man, and “read the sign” with Indian-like facility. Often one of my companions would stop, as though shot, and point with his toe to the fresh imprint of a human foot in the dust or mud of a public road, exclaiming: “Now, I wonder who that feller was! ’Twa’n’t (so-and-so), for he hain’t got no squar’-headed bob-nails; ’twa’n’t (such-a-one), ’cause he wouldn’t be hyar at this time o’ day”; and so he would go on, figuring by a process of elimination that is extremely cunning, until some such conclusion as this was reached, “That’s some stranger goin’ over to Little River [across the line in Tennessee], and he’s footin’ hit as if the devil was atter him—I’ll bet he’s stobbed somebody and is runnin’ from the sheriff!” Nor is the incident closed with that; our mountaineer will inquire of neighbors and passersby until he gets a description of the wayfarer, and then he will pass the word along.”

EvX: There is much in the book about alcohol, as Prohibition was a popular political movement of the day and moonshining was a popular backwoods activity.

The problem, as the author notes, is that it was very difficult to get anything in or out of the mountains (how far do you want to carry a load of corn on your back down a trail too steep and narrow for a horse, much less a wagon?) thus limiting the farmers’ ability to sell their corn at market, much less bring home glass bottles of alcohol, but it is relatively easy to brew up some moonshine right on site in the back of your cornfield. Then in comes the government, which hasn’t bothered to build you so much as a road, demanding that you pay taxes just because you transformed your own corn from a solid to a liquid right there on your own property.

This has led to the shooting of a lot of “revenuers.” But back to the book:

“As a rule, the mountain people have no compunctions about drinking, their ideas on this, as on other matters of conduct, being those current everywhere in the eighteenth century. Men, women and children drink whiskey in family concert. I have seen undiluted spirits drunk, a spoonful at a time, by a babe that was still at the breast, and she never batted an eye (when I protested that raw whiskey would ruin the infant’s stomach, the mother replied, with widened eyes: “Why, if there’s liquor about, and she don’t git none, she jist raars!”).

“In spite of this, taking the mountain people by and large, they are an abstemious race. In drinking, as in everything else, this is the Land of Do Without. Comparatively few highlanders see liquor oftener than once or twice a month. The lumberjacks and townspeople get most of the output; for they can pay the price.”

On the Origin of the Appalachians:

“Let it be noted closely, for it bears directly on a problem that has puzzled many of our own people, namely: What was the origin of our southern mountaineers?

“The north of Ireland, at the time of which we have been speaking, was not settled by Irishmen, but by Scotchmen, who had been imported by James I. to take the place of native Hibernians whom he had dispossessed from the three northern counties. These immigrants came to be known as the Scotch-Irish. They learned how to make poteen in little stills, after the Irish fashion, and to defend their stills from intrusive foreigners, also after the Irish fashion. By and by these Scotch-Irish fell out with the British Government, and large bodies of them emigrated to America, settling, for the most part, in western Pennsylvania.

“They were a fighting race. Accustomed to plenty of hard knocks at home, they took to the rough fare and Indian wars of our border as naturally as ducks take to water. They brought with them, too, an undying hatred of excise laws, and a spirit of unhesitating resistance to any authority that sought to enforce such laws.

“It was these Scotchmen, in the main, assisted by a good sprinkling of native Irish, and by the wilder blades among the Pennsylvania-Dutch, who drove out the Indians from the Alleghany border, formed our rear-guard in the Revolution, won that rough mountain region for civilization, left it when the game became scarce and neighbors’ houses too frequent, followed the mountains southward, settled western Virginia and Carolina, and formed the vanguard westward into Kentucky, Tennessee, Missouri, and so onward till there was no longer a West to conquer. Some of their descendants remained behind in the fastnesses of the Alleghanies, the Blue Ridge, and the Unakas, and became, in turn, the progenitors of that singular race which, by an absurd pleonasm, is now commonly known as the “mountain whites,” but properly southern highlanders.”


Whiskey Taxes drive men into the Mountains:
“The law of 1791, although it imposed a tax on whiskey of only 9 to 11 cents per proof gallon, came near bringing on a civil war, which was only averted by the leniency of the Federal Government in granting wholesale amnesty. The most stubborn malcontents in the mountains moved southward along the Alleghanies into western Virginia and the Carolinas, where no serious attempt was made to collect the excise; so they could practice moonshining to their heart’s content, and there their descendants remain to-day. …

“As illustrating the extraordinary resistance which the officers have had on some occasions to encounter, I refer to occurrences in Overton County, Tennessee, in August last, where a posse of eleven internal revenue officers, who had stopped at a farmer’s house for the night, were attacked by a band of armed illicit distillers, who kept up a constant fusillade during the whole night, and whose force was augmented during the following day till it numbered nearly two hundred men. The officers took shelter in a log house, which served them as a fort, returning the fire as best they could, and were there besieged for forty-two hours, three of their party being shot—one through the body, one through the arm, and one in the face. I directed a strong force to go to their relief, but in the meantime, through the intervention of citizens, the besieged officers were permitted to retire, taking their wounded with them, and without surrendering their arms.”

The Mountain Code of Conduct:
“And here is another significant fact: as regards personal property I do not know any race in the world that is more honest than our backwoodsmen of the southern mountains. As soon as you leave the railroad you enter a land where sneak-thieves are rare and burglars almost unheard of. In my own county and all those adjoining it there has been only one case of highway robbery and only one of murder for money, so far as I can learn, in the past forty years.

“The mountain code of conduct is a curious mixture of savagery and civility. One man will kill another over a pig or a panel of fence (not for the property’s sake, but because of hot words ensuing) and he will “come clear” in court because every fellow on the jury feels he would have done the same thing himself under similar provocation; yet these very men, vengeful and cruel though they are, regard hospitality as a sacred duty toward wayfarers of any degree, and the bare idea of stealing from a stranger would excite their instant loathing or white-hot scorn.”

EvX: Where have I heard this before? The Middle East? Algeria?

“Anyone of tact and common sense can go as he pleases through the darkest corner of  Appalachia without being molested. Tact, however, implies the will and the insight to put yourself truly in the other man’s place. Imagine yourself born, bred, circumstanced like him. It implies, also, the courtesy of doing as you would be done by if you were in that fellow’s shoes. No arrogance, no condescension, but man to man on a footing of equal manliness.

“And there are “manners” in the rudest community: customs and rules of conduct that it is well to learn before one goes far afield. For example, when you stop at a mountain cabin, if no dogs sound an alarm, do not walk up to the door and knock. You are expected to call out Hello! until someone comes to inspect you. None but the most intimate neighbors neglect this usage and there is mighty good reason back of it in a land where the path to one’s door may be a warpath.

“If you are armed, as a hunter, do not fail to remove the cartridges from the gun, in your host’s presence, before you set foot on his porch. Then give him the weapon or stand it in a corner or hang it up in plain view. Even our sheriff, when he stopped with us, would lay his revolver on the mantel-shelf and leave it there until he went his way. If you think a moment you can see the courtesy of such an act. It proves that the guest puts implicit trust in the honor of his host and in his ability to protect all within his house. There never has been a case in which such trust was violated.

“I knew a traveler who, spending the night in a one-room cabin, was fool enough (I can use no milder term) to thrust a loaded revolver under his pillow when he went to bed. In the morning his weapon was still there, but empty, and its cartridges lay conspicuously on a table across the room. Nobody said a word about the incident: the hint was left to soak in.

“The only real danger that one may encounter from the native people, so long as he behaves himself, is when he comes upon a man who is wild with liquor and cannot sidestep him. In such case, give him the glad word and move on at once. I have had a drunken “ball-hooter” (log-roller) from the lumber camps fire five shots around my head as a feu-de-joie, and then stand tantalizingly, with hammer cocked over the sixth cartridge, to see what I would do about it. As it chanced, I did not mind his fireworks, for my head was a-swim with the rising fever of erysipelas and I had come dragging my heels many an irk mile down from the mountains to find a doctor. So I merely smiled at the fellow and asked if he was having a good time. He grinned sheepishly and let me pass unharmed.”

EvX: That’s all for today. See you next Friday!

Book Club: The Code Economy ch. 1

Greetings! Grab a cup of coffee and pull up a chair. Tea is also good. Today we’re diving into chapter one of Philip Auerswald’s The Code Economy, “Jobs: Divide and Coordinate.”

I wish this chapter had been much longer; we speed through almost 2.5 million years of cognitive evolution in a couple of pages.

The earliest hominins had about the same short-term memory as a modern-day chimpanzee, which is to say they could keep track of only two operations at a time. … Our methods for creating tools gradually became more sophisticated, until we were using the tools we created to produce other tools in a repetitive and predictable manner. These processes for creating stone tools were among humanity’s first production algorithms-that is, the earliest code. They appeared almost simultaneously in human communities in most part of the world around 40,000 BC.


…[E.O.] Wilson refers to this phenomenon more broadly as the discovery of eusocial behavior… Wilson situates the date far earlier in human history than I do here. I chose 50,000 years [ago] because my focus is on the economy. it is clear that an epochal change in society occurred roughly 10,000 years BCE, when humans invented agriculture in six parts of the world simultaneously. The fact of this simultaneity directly suggests the advance of code represented by the invention of agriculture was part of a forward movement of code that started much earlier.

What do you think? Does the simultaneous advent of behavioral modernity–or eusociality–in far-flung human groups roughly 50,000 years ago, followed by the simultaneous advent of agriculture in several far-flung groups about 10,000 years ago speak to the existence of some universal, underlying process? Why did so many different groups of people develop similar patterns of life and technology around the same time, despite some of them being highly isolated? Was society simply inevitable?

The caption on the photo is similarly interesting:

Demand on Short-Term Working Memory in the Production of an Obsidian Axe [from Read and van der Leeuw, 2015] … We can relate the concepts invoked in the prodcution of stone tools to the number of dimensions involved and thereby to the size of short-term workign memory (STWM) required for the prodction of the kind of stone tools that exemplify each stage in hominin evolution. …

Just hitting the end of a pebble once to create one edge, as in the simplest tools, they calculate requires holding three items in the working memory. Removing several flakes to create a longer edge (a line), takes STWM 4; working an entire side takes STWM 5; and working both sides of the stone in preparation for knapping flakes from the third requires both an ability to think about the pebble’s shape in three dimensions and STWM 7.

(The Wikipedia article on Lithic Reduction has a lovely animation of the technique.)

It took about 2 million years to proceed from the simplest tools (working memory: 3) to the most complex (working memory: 7.) Since the Neolithic, our working memory hasn’t improved–most of us are still limited to a mere 7 items in our working memory, just enough to remember a phone number if you already know the area code.

All of our advances since the Neolithic, Auerswald argues, haven’t been due to an increase in STWM, but our ability to build complexity externally: through code. And it was this invention of code that really made society take off.

By about 10,000 BCE, humans had formed the first villages… Villages were the precursors of modern-day business firms in that they were durable association built around routines. … the advance of code at the village level through the creation of new technological combinations set into motion the evolution from simplicity to complexity that has resulted in the modern economy.

It was in the village, then, that code began to evolve.

What do you think? Are Read and van der Leeuw just retroactively fitting numbers 3-7 to the tools, or do they really show an advance in working memory? Is the village really the source of most code evolution? And who do you think is more correct, Herbert Spencer or Thomas Malthus?

Auerswald then forward to 1557, with the first use of the word “job” (spelled “jobbe,” most likely from “gobbe,” or lump.)

The advent of the “jobbe” a a lump of work was to the evolution of modern society something like what the first single-celled organism was to the evolution of life.


The “jobbe” contrasted with the obligation to perform labor continuously and without clearly defined roles–slavery, serfdom, indentured servitude, or even apprenticeship–as had been the norm throughout human history.

Did the Black Death help create the modern “job market” by inspiring Parliament to pass the Statute of Laborers?

I am reminded here of a passage from Gulick’s Evolution of the Japanese, Social and Psychic, (published in 1903):

The idea of making a bargain when two persons entered upon some particular piece of work, the one as employer, the other as employed, was entirely repugnant to the older generation, since it was assumed that their relations as inferior and superior should determine their financial relations; the superior would do what was right, and the inferior should accept what the superior might give without a question or a murmur. Among the samurai, where the arrangement is between equals, bargaining or making fixed and fast terms which will hold to the end, and which may be carried to the courts in case of differences, was a thing practically unknown in the older civilization. Everything of a business nature was left to honor, and was carried on in mutual confidence.

“A few illustrations of this spirit of confidence from my own experience may not be without interest. On first coming to Japan, I found it usual for a Japanese who wished to take a jinrikisha to call the runner and take the ride without making any bargain, giving him at the end what seemed right. And the men generally accepted the payment without question. I have found that recently, unless there is some definite understanding arrived at before the ride, there is apt to be some disagreement, the runner presuming on the hold he has, by virtue of work done, to get more than is customary. This is especially true in case the rider is a foreigner. Another set of examples in which astonishing simplicity and confidence were manifested was in the employment of evangelists. I have known several instances in which a full correspondence with an evangelist with regard to his employment was carried on, and the settlement finally concluded, and the man set to work without a word said about money matters. It need hardly be said that no foreigner took part in that correspondence. …

“This confidence and trustfulness were the product of a civilization resting on communalistic feudalism; the people were kept as children in dependence on their feudal lord; they had to accept what he said and did; they were accustomed to that order of things from the beginning and had no other thought; on the whole too, without doubt, they received regular and kindly treatment. Furthermore, there was no redress for the peasant in case of harshness; it was always the wise policy, therefore, for him to accept whatever was given without even the appearance of dissatisfaction. This spirit was connected with the dominance of the military class. Simple trustfulness was, therefore, chiefly that of the non-military classes.

“Since the overthrow of communal feudalism and the establishment of an individualistic social order, necessitating personal ownership of property, and the universal use of money, trustful confidence is rapidly passing away.

We still identify ourselves with our profession–“I am a doctor” or “I am a paleontologist”–but much less so than in the days when “Smith” wasn’t a name.

Auerswald progresses to the modern day:

In the past two hundred years, the complexity of human economic organization has  increased by orders of magnitude. Death rates began to fall rapidly in the middle of the nineteenth century, due to a combination of increased agricultural output, improved hygiene, and the beginning of better medical practices–all different dimensions of the advance of code…. Greater numbers of people living in greater density than ever before accelerated the advance of code.

Sounds great, but:

By the twentieth century, the continued advance of code necessitated the creation of government bureaucracies and large corporations that employed vast numbers of people. These organizations executed code of sufficient complexity that it was beyond the capacity of any single individual to master.

I’ve often wondered if the explosion of communist disasters at the beginning of the 20th century occurred because we could imagine a kind of nation-wide code for production and consumption and we had the power to implement it, but we didn’t actually have the capabilities and tools necessary to make it work.

We can imagine Utopia, but we cannot reach it.

Auerswald delineates two broad categories of “epochal change” as a result of the code-explosion of the past two centuries: First, our capabilities grew. Second:

“we have, to an increasing degree, ceded to other people–and to code itself–authority and autonomy, which for millennia we had kept unto ourselves and our immediate tribal groups as uncodified cultural norms.”

Before the “job”, before even the “trade,” people lived and worked far more at their own discretion. Hoeing fields or gathering yams might be long and tedious work, but at least you didn’t have to pee in a bottle because Amazon didn’t give you time for bathroom breaks.

Every time voters demand that politicians “bring back the jobs” or politicians promise to create them, we are implicitly stating that the vast majority of people are no longer capable of making their own jobs. (At least, not jobs that afford a modern lifestyle.) The Appalachians lived in utter poverty (the vast majority of people before 1900 lived in what we would now call utter poverty), but they did not depend on anyone else to create “jobs” for them; they cleared their own land, planted their own corn, hunted their own hogs, and provided for their own needs.

Today’s humans are (probably not less intelligent nor innately capable than the average Appalachian of 1900, but the economy (and our standards of living) are much more complex. The average person no longer has the capacity to drive job growth in such a complicated system, but the solution isn’t necessarily for everyone to become smarter. After all, large, complicated organizations need hundreds of employees who are not out founding their own companies.

But this, in turn, means all of those employees–and even the companies themselves–are dependent on forces far outside their control, like Chinese monetary policy or the American electoral cycle. And this, in turn, raises demand for some kind of centralized, planned system to protect the workers from economic hardship and ensure that everyone enjoys a minimum standard of living.

Microstates suggest themselves as a way to speed the evolution of economic code by increasing the total number of organisms in the ecosystem.

With eusociality, man already became a political (that is, polis) animal around 10,000 or 40,000 or perhaps 100,000 years ago, largely unable to subsist on his own, absent the tribe. We do not seem to regret this ill-remembered transition very much, but what about the current one? Is the job-man somehow less human, less complete than the tradesman? Do we feel that something essential to the human spirit has been lost in defining and routinizing our daily tasks down to the minute, forcing men to bend to the timetables of factories and international corporations? Or have we, through the benefits of civilization (mostly health improvements) gained something far richer?